04/02/2003 16:54 FAX 6023875001 REGUS BUSINESS CENTRE 11002/005 * AWARD NASD Dispute Resolution, Inc. In re Arbitration of: Name of Claimant L.C.H., INC., a domestic corporation, and Name of Respondents PETER RUSSELL KOLESAR, an individual; NEW ENGLAND SECURITIES CORPORATION, a foreign corporation., Respondents. REPRESENTATION OF PARTIES L.C.H, Inc. ("Claimant") was not represented by counsel, New England Securities Corp.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kenneth Jordan (Claimant) v. Metropolitan Life Insurance Company (Respondent) Case Number: 03-04071 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Claimant Kenneth Jordan ("Jordan") hereinafter referred to as "Claimant": Peter G. Eikenberry, Esq., New York, NY. Respondent Metropolitan Life Insurance Company ("MetLi

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Morgan Stanley DW Inc. and 03-04070 Phoenix, Arizona Name of Respondent Brandon T. Franklin Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES Morgan Stanley DW Inc. ("Claimant") was represented by Diane C. Fischer, Esq. and Robert C. Scremin, Esq., Kane & Fischer, Ltd., Chicago, Illinois. Brandon T. Franklin ("Responde

1I, Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the Claimant Richard Tullie and Diane Tullie, JT TEN Richard Tullie IRA Diane Tullie and Ronald Tullie, JT TEN Ronald Tullie IRA Jerrold Troutner Case Nnmherr 03-04068 Names nf the Respnndenta Paul M. Price John P. Cherney Patrick J. Vaughan Ferris, Baker Watts, Inc. Hearing Site: Philadelphia, Pennsylvania Nature of the Dispute: Cust

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Salvadore A. Russo and Ann Russo (Claimants) v. Anthony John Dinallo, Jr., Corinne Daloia Chauvin and Merrill Lynch, Pierce, Fenner & Smith, Inc. (Respondents) Case Number: 03-04059 Hearing Site: Albany, New York. Nature of the Dispute: Customers v. Associated Persons and Member. REPRESENTATION OF PARTIES Salvadore A. Russo ("Sal Russo") and Ann Russo ("Ann Russo") herein

Award NASD Dispute Resolution COPY In the Matter of the Arbitration Between: Donald W. Sessamen and Alice C. Sessamen, Claimants v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Mark R. Easterday, Respondents Case Number: 03-04055 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Mitchell S. Ostwald, Esq. Law Offices of Mitchell S. Ostwald Sacr

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joseph Grasso, individually and as Trustee of the Joseph Grasso Revocable Trust dated 3/8/99, Claimants vs. Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Eric Anderson Schimpf, Respondents Case Number: 03-04054 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Mitchell S. O

Award NASD Dispute Resolution In the Matter of the Arbitratipn Between: Name of the Claimant rase>Jimiher 03-0405 1 Steve Taton Hearing Site: Richmond, VA Raymond James Financial Services, Inc. Steve Edward Hamant Timothy Eugene Scanlon Nature of the Dispute: Customer v. Member and Associated Persons. RF.PRFSFNTATTON OF PARTTFS Claimant, Steve Taton, hereinafter referred to as "Claimant", was represented by William G. Shields, Esq., Thor

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: fi of the Claimant Case Number 03-04051 Steve Taton Names of the Respondents Hearing Site: Richmond, VA Raymond James Financial Services, Inc. Steve Edward Hamant Timothy Eugene Scanlon Nature of the Dispute: Associated Person v. Member and Associated Persons. RF.PRFSKNTATTON OF PARTTF.S Claimant, Steve Taton, hereinafter referred to as "Claimant", was represente

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04049 Marcia Mandel Richard Heinrich Names of the Respondents Hearing Site: Boca Raton, FL American Express Financial Advisors, Inc. Christopher Leap Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Marcia Mandel and Richard Heinrich, hereinafter collectively referred to as "Claimants"