AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Oldc Discount Corporition, Claimant and Counter-Respondent, v. No. 97-00108 Frank Michael Dimercurio, and Virginia Dimercurio, Respondents and Counter-Claimants. REPRESENTATION OF PARTIES Claimant and Counter-Respondent Olde Discount Corporation ("Claimant) was represented by David M. Kuhna of Olde Discount Corporation located in Detroit, Michig

AWARD NASD REGULATION. INC.. OFFICEQFDISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants.) Stanley and Kathleen McGinnis v. Name of Respondent(s) Merrill Lynch, Pierce, Fenner & Smith, Inc. Joseph M. Samuels REPRESENTATION Arbitration No. 97-00107 For Claimant: For Respondent: David S. Wallace, Esq. Shapiro Buchman, LLP Walnut Creek, California Kenneth C. Mennerneier, Esq. Mennemeier, Gla

AWARD NASD REGULATION, INC. OFFICE OF DISPUTE RESOLUTION In the Matter of Arbitration Between Mendl Siege! Claimant, and No. 97-00104 Euro-Atlantic Securities, Inc., Neil Brauner, John Lembo and David Melillo Respondents. REPRESENTATION OF PARTIES For Claimant: Mendl Siegel, was represented by Leigh R. Lasky, Esq., of Beigel Lasky Rifkind Fertik Gelber & White located in New York, New York. For Respondents: Euro-Atlantic Securities, Inc.

07/17/02 TO) 06; 51 FAX NASD REGULATION Award NASD Dispute Resolution, lac* In the Matter of the Arbitration Between Baity Coburn Case No. 97-00100 Sit*- Nashville, Tennessee Bear Stearns Securities Corp.; Edwin L. Lawrence; Stephen Vornea; and» SalTacher Claimant Barry Cobum ("Coburn") was represented by Jay S. Bowen, Esq., of Bowen Riley Warnock & Jae6bson,,EtG^toc^tec3 in Nashville, Tennessee- Respondent Bear Steams Securities Cor

Arbitration No. 97-00096 In the matter of th'e Arbitration Between Name of .Claimant is) Donald Birch Name of ..Respondent fa) Steve Kleinmann Daniel M. Porush Jeffrey Shneider REPRESENTATION For Claimant: John A. Bender, Jr., Esq., Weiss Jensen Ellis & Howard, Seattle, Washington For Respondents; Steve Kleinmann and Jeffrey Shneider: Jay M. Israel, Esq., Wexler & Burkhart, P.C., Mitchel Field, New York For Respondent Daniel M. P

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 01-01421 Investin Securities Corp., claimant vs. Susanto Susanto, respondent. ATTORNEYS: For claimant appeared Lisa Duncan, in-house counsel, Dallas, TX. Respondent did not appear. DATE FILED: March 21, 2001 CASE SUMMARY: Claimant alleged respondent failed to repay a debit balance in his account. Claim Data Award Data Claim: $4,202.05 Award: $4,202.05 Interest: unspecified Int

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Robin Lynn Maratta, and Brian Keith Sembieda and 97-00093 Name of Respondents William C. Scott, Pamela Scott, and Fox & Company Investments Inc. REPRESENTATION OF PARTIES Robin Lynn Maratta, and Brian Keith Sembieda ("Claimants") were represented by Morris A. Kaplan, Esq.. and Mark Mcltzer, Esq., of Goldman & Kaplan, LT

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION* INC. CASE: 97-00092 Frank D. Lamond, claimant v. Corporate Securities Group, Inc. and Brandon Mader, respondents. ATTORNEYS: For Claimant Claimant appeared pro se - Drielle, NJ. For respondent Corporate Securities Group, Inc. appeared Gregory Tendrich, Esq. Boca Raton, FL. Respondent Brandon Mader did not appear. DATE FILED: 1/8/97. CASE SUMMARY: Claimant al

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between James P. Hall, and Mark Erik Hume, Claimants, v. No. 97-00091 Merrill Lynch, Pierce, Fenner & Smith, Inc. & David McWilliams, Respondents. REPRESENTATION OF PARTIES Claimants James P. Hall ("Hall") and Mark Erik Hume ("Hume") (collectively referred to as "Claimants") were represented by David M. Black, Esq. and Joseph A. Golden, Esq. of

ARBITRATION AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between oaimarti John A. and Cheryl A. Lund 97-00085 Name of Respondents Nicholas James Mavrakes; and Rickel & Associates, Inc. For Claimants: John A. Lund and Cheryl A. Lund ("Lund') were represented by David H. Zimmer. Esq. of Potomac, Maryland. For Respondents: Rickel & Associates, Inc. ('Rickel*) was represented by Leonard F. Lesser,