Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Benjamin Cobrin Names of the Respondents Morgan Stanley Dean Witter Co, Thomas L. Chalmers Case Number: 03-03915 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. t REPRESENTATION OF PARTIES For Benjamin Cobrin, hereinafter referred to as "Claimant": David S. Ratner, Esq., Benedict

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number. 03-03913 Gail A. Hickox Gail A. Hickox, Trustee for the Robot Hickox U/A DTD 02/24/95 Trust Name of the Respondents Hearing Site: Washington, D.C. Merrill Lynch, Pierce, Fenner & Smith Incorporated Elizabeth T.Vick Nature of Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Gail A, Hickox i

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Edward R. Scott, Jr. and Elizabeth Scott Name of the Respondents Goldman Sachs & Co. and Kirk Rimer Case Nlumher: 03-03912 Hearing Site: Albuquerque, New Mexico Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants, Edward R. Scott, Jr. and Elizabeth Scott ("Scott"), hereinafter collectively referred t

Award NASD Dispute Resolution In the Matter of the Arbitration Between: fi]" 03-03910 Oddibe and Sylvia McDowell H ff ? r hg Si tfV Dallas, Texas Ameritrade, Inc N ATTTRff Of TTTTT T>|SPTTTF Public Customers v. Member Firm RFPP1TSFNT ATTOi flF Claimants Oddibe and Sylvia McDowell, hereinafter collectively referred to as "Claimants": Oddibe McDowell of Richardson, Texas. Respondent Ameritrade, Inc., hereinafter ref

NASD DISPUTE RESOLUTION STIPULATED AWARD IN THE MATTER OF THE § ARBITRATION BETWEEN: § § ELAINAA.KUNG, § § Claimant, § § CASE NO. 03-03908 v. § DALLAS, TEXAS § CITIGROUP GLOBAL MARKETS, INC., § THOMAS SIMMS RALEY § and PHILLIP MARKS, § NATURE OF CASE Customer v. Member Firm and Associated Person. REPRESENTATION OF PARTIES Claimant Elaina A. Kung was represented by Rachel Hranitzky, Esq., of Chamblee & Ryan, P.C.,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-03905 E*Trade Securities, LLC, Claimant vs. Douglas M. Rule & Alison P. Rule, Respondents. ATTORNEYS: Claimant, E*Trade Securities, LLC, ("Claimant"), appeared through its in-house counsel John Bersin, Rancho Cordova, CA. Respondents, Douglas M. Rule and Alison P. Rule, ("Respondents"), did not submit a response to the Statement of Claim. NATURE OF DISPUTE: Member v. Customers DATE F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Reuvain Schepansky (Claimant) v. HSBC Brokerage (USA) Inc., Sebastian Costanzo, and Chani Sperlin (Respondents) Case Number: 03-03903 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant Reuvain Schepansky ("Schepansky") hereinafter collectively referred to as "Claimant" appeared pro se. Respond

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Walter Handlin (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Daniel E. Gleeson (Respondents) Case Number: 03-03902 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Walter Handlin ("Handlin") hereinafter referred to as "Claimant": Richard W. Vallario, Esq., Nutley, NJ. Responde

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Edward S. Wyrwa, Edward S. Wywra IRA, Eileen Wyrwa IRA and Edward S. Wyrwa Basic FBO Edward S. Wyrwa (Claimants) v. Merrill Lynch, Pierce, Fenner & Smith Inc. and Samuel A. Annitto (Respondents) Case Number: 03-03901 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Person. REPRESENTATION OF PARTIES Claimants, Edward S. Wyrwa (

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Donald M. Knudsen and 01-01377 Denver, Colorado Name of Respondents Russo Securities, Inc. Ferdinand Russo Richard A. Russo William G. Brown Joseph A. Colangelo REPRESENTATION OF PARTIES Donald M. Knudsen ("Claimant") was represented by Otto K. Hilbert, n, Esq., of Robinson, Waters & O'Dorisio, Denver, Colorado. Russo Securities, Inc.