Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-03166 Robert White, Individually and on behalf of his IRAs Cannelina Lampos, Individually and on behalf of her IRAs Raven Enterprises, Ltd. Names of the Respondents Hearing Site: Boca Raton, Florida J.P. Morgan Securities, Inc. Robertson Stephens, Inc. Kiernan Francis McDonough David Allen Poulin Robert F. Mason L

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-03165 Pola Newhouse, Individually, and as Trustee of the Pola Newhouse Rev. Trust Name of the Respondent Hearing Site: Boca Raton, Florida CIBC World Markets Corp. Nature of the Dispute: Customer v. Member. REPRESENTATION OF PARTIES For Pola Newhouse, Individually, and as Trustee of the Pola Newhouse Rev. Trust, hereinafter referred to as

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Philip Celniker (Claimant) v. Linsco/Private Ledger Corp., ALPS, Inc., and Thomas Cechini (Respondents) Case Number: 03-03154 Hearing Site: Buffalo, New York Nature of the Dispute: Customer vs. Members and Associated Person. REPRESENTATION OF PARTIES Claimant Philip Celniker ("Celniker") hereinafter referred to as "Claimant": Donald G. McGrath, Esq., McGrath & Polvino

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Luther D. Hutson and Estate of Mona L. Hutson, Claimants v. Morgan Stanley Dean Witter Inc., Respondent Case Number: 03-03149 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member REPRESENTATION OF PARTIES For Claimants: Val D. Hornstein., Esq. Hornstein Law Offices San Francisco, California For Respondent: Katherine J. Hart, Esq. Reed S

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sylvia Schuyler, The Schuyler Family Trust and The B & C Intervivos Trust, Claimants v. Prudential Securities, Inc., Respondent Case Number: 03-03147 Hearing Site: Los Angeles, California Nature of the Dispute: Customers v. Member REPRESENTATION OF PARTIES For Claimants: Philip M. Aidikoff, Esq. Orousha Brocious, Esq. Aidikoff &Uhl Beverly Hills, California For Respo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Geoffrey S. Paul, Claimant v. Citigroup Global Markets, Inc. 17k/a Salomon Smith Barney, Inc. and Clifford R. Wilmot III, Respondents Clifford R. Wilmot III, Counter-Claimant v. Geoffrey S. Paul, Counter-Respondent Clifford R. Wilmot HI, Third-Party Claimant v. Prescott M. Dunbar, Third-Party Respondent Case Number: 03-03145 Hearing Site: Los Angeles, California Nature of the Disput

Stipulated Award NASD Dispute Resolution in the Matter of the Arbitration Between: ) John H. Deibel and Susan Deibel, ) Case Number:- 03-03134 ) Claimants, ) v. ) ) WS Griffith Securities, Inc., V Hearing Site: St. Louis, Missouri Premier Financial Partners, Sharon A. Sanders ) d/b/a Delta Solutions, ) ) Respondents. ) NATURE OF THE DISPUTE Customers vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimant

Award NASD Dispute Resolution L In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-03132 Kimberly Fipps-Chobak Nancy M. Hurst Names of the Respondents Hearing Site: Atlanta, GA Jackson R. Coker n Wachovia Securities, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kimberly Fipps-Chobak and Nancy M. Hurst, hereinafter collectively referred to as "Claima

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Michael and Beth Wachtell and Respondents , • MML Investors Services, .Inc., Earl B. Emery, Matthew A. Meeker, and Dale J. Seymour . Case Number: 03-03128 Hearing Site: Detroit; Michigan NATURE OF CASE Customer v. Member and; Associated Persons , REPRESENTATION OF PARTIES 1E , Michael and Beth Wachtel'l ("Claimants") were repre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Eduardo Mellado and Aggie Mellado, Individually and as Trustees to the Mellado Family Living Trust Name of the Respondent Merrill Lynch Pierce Fenner & Smith, Inc. Case Number: 03-03126 Hearing Site: Chicago, Illinois NATURE OF THE DISPUTE Customers v. Member Firm REPRESENTATION OF PARTIES James Eccleston, Esq., and Ronald M. Amato,