08/03/2004 14:24 FAI 0]002 Q7/TE/20Q4 10;b - -*"-- Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: : 03-02916 The Estate of Peggy Pavfos KattVfc nffhft Pi>CjWivtenf5 Hffgrrng Sift*.; Wflfihtngtrm MerrfflL>TK^ Scott KLintoa Nature of the Dispute: Customer vs. Member atuj Associated Pereon. Ommant, the Estate of Peggy Pavlos, hereinafter rdcrred to as "Claimai^, was represented by Nicholas J. Guiliaoo, Es

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the Claimants Case "Number 03-02915 Robert W. Hehitz and Linda Heintz Names of the Respondents Hearing Site: Philadelphia, PA H&R Block Financial Advisors, Inc., as successor to Olde Discount Corporation, and Gregory Jackson Nature of Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES Claimants, Robert W. Heintz and Linda Hei

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joanne Minken, Claimant v. Salomon Smith Barney, Inc. (n/k/a Citigroup Global Markets, Inc.) and Scott Shagrin, Respondents Case Number: 03-02914 Hearing Site: San Francisco, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Jules L. Federman Santa Barbara, California Nancy K. Undem, Esq. Law Offices of Nan

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Savendra Dutt, Claimant v. Shelman Securities Corp., Kevin M. Weaver and Mark C. Parrnan, Respondents Case Number: 03-02913 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: For Respondent Shelman Securities Corp. For Respondent Mark C. Parman: For Respondent Kevin M. Weav

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gwyn E. Staton, Claimant v. Bane of America Investment Services, Inc., Respondent Case Number: 03-02911 Hearing Site: Seattle, Washington Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant: Lawrence R. Cock, Esq. Cable Langenbach Kinerk & Bauer, LLP Seattle, Washington For Respondent: Craig Miller, Esq. Davis Wright Tremaine LLP Seat

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wells Fargo Securities, Inc., Claimant v. Jay L. Rogers and Bear Stearns & Co., Inc., Respondents Case Number: 01-01239 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant Wells Fargo Securities, Inc.: For Respondent Bear, Stearns & Co., Inc. For Respondent Jay L. Rogers: Dan P. Sedor, Esq. Jennifer Rappoport, Esq. Louise Ann Ferna

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02907 Eric Todd Weinsier Name of the Respondent Hearing Site: Boca Raton, Florida Bane of America Investment Services, Inc. Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Eric Todd Weinsier, hereinafter referred to as "Claimant": Ann M. Boyle, Esq., West Palm Beach, FL. For Bane of America Investmen

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02906 Mary Ann Pickering Names of the Respondents Hearing Site: Tampa, Florida Raymond James & Associates, Inc. Todd E. Simpfenderfer Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATTON OF PARTIES For Mary Ann Pickering, hereinafter referred to as "Claimant": Owen P. McGill, Esq. and Robert R. Warchola, Es

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Anita I. Christiansen Rollover IRA Names of the Respondents A.G. Edwards & Sons, Inc. Keith Trott Case Number: 03-02902 Hearing Site: Tampa, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Anita I. Christiansen Rollover IRA, hereinafter referred to as "Claimant": Richard R. Logsdo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02898 Keith A. Wilbur, Individually and as Owner and Beneficiary of the Keith A. Wilbur Rollover IRA, and Ellen P. Reinbold- Wilbur, Individually and as Owner and Beneficiary of the Ellen P. Reinbold-Wilbur Rollover IRA Name of the .Respondent Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smi