Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02194 MarciaVarney Name of the Respondent Hearing Site: Boca Raton, Florida Morgan Stanley DW, Inc. Nature of the Dispute: Customer vs. Member Firm. REPRESENTATION OF PARTIES For Marcia Varney, hereinafter referred to as "Claimant": Adam S. Doner, Esq., Gordon & Doner, P.A., Palm Beach Gardens, Florida. For Morgan Stanley DW, Inc., he

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02193 Paul B. Krebs and Jane Krebs, T/C Paul B. Krebs, Jr. Paul Krebs IRA Paul B. Krebs, Jr., IRRA Paul Krebs Construction Co., Inc. Sydney P. Johnson Teresa A. Mollohan Names of the Respondents Hearing Site: Atlanta, Georgia Merrill Lynch, Pierce, Fenner & Smith, Incorporated Richard Thomas The Thomas Snipes

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02192 Diving Safaris Ltd. Names of the Respondents Hearing Site: Boca Raton, Florida Morgan Stanley DW, Inc. Charles Eugene Bishop, Jr. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Diving Safaris Ltd., hereinafter referred to as "Claimant": Susan N. Perkins, Esq., Law Office of Susan N.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Herbert Lee Lmd, IRRA v, Merrill Lynch, Pierce, Fenncr & Smith Incorporated and Diane M. Alecci ; 03^02185 Hearing Site: New York, NY REPRESENTATION Op PARTTKS Claimant Herbert Lind is represented by Thomas Mauriello of The Law Offices of Thomas D. Mauriello, 100 Pine Street, Suite 3200, Sajn Francisco, CA 941 1 1. Respondents Merrill Lynch, Pierce, Fenner & Smith Inc

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard A. Genau, Susan Genau, Richard A. Genau c/f Victoria A. Genau, and Richard Genau c/f Nicholas Genau, Richard A. Genau c/f Eric Genau (Claimants) v. McDonald Investments, Inc. and Ward M. Caldbick (Respondents) Case Number: 03-02184 Hearing Site: Buffalo, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants Richar

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Danny and Mary Giardina Names of the Respondents Thomas Van Geffen Raymond James Financial Services, Inc. Case Number: 03-02176 Hearing Site: New Orleans, Louisiana Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Danny and Mary Giardina, hereinafter collectively referred to as "Claimants": Joseph

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Douglas Carleton and Denise Carleton and Names of Respondents Merrill Lynch Pierce Fenner and Smith, Inc. and David Robert Zoellner, Sr. Case Number: 03-02166 Hearing Site: Southfield, Michigan NATURE OF DISPUTE Customers v. Member and Associated Person REPRESENTATION OF PARTIES Douglas Carleton and Denise Carleton ("Claimants") was represen

Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf th p OflJF'afltp C a ?c Num^n" 03-02165 Orville R. and Judith E. Wilmington nf ty RpgpnnH^nts Hearing Site: Dallas, Texas A.G. Edwards & Sons, Inc. and Sharon Goldston N ATTTRF OF TH^ Public Customers v. Member Firm and Associated Person Claimant Orville R. and Judith E. Wilmington, hereinafter collectively referred to as "Claimants": H. Grady Terrill,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: HD Brous & Co., Inc., (Claimant) vs. John Boscarino, (Respondent) Case Number: 01-01201 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, HD Brous & Co., Inc., hereinafter referred to as "Claimant": John G. Moon, Esq., Morgan, Lewis & Bockius LLP, Miami, FL. (Claimant was previously represented by Keith Olin, Esq. of the same firm.) Respondent, John Bosc

' *• STIPULATED AWARD t]]J ° CT } 8 20M NASD Dispute Resolution In the Matter of the Arbitration Between pR nf Claimants Edward and Adele Goldberg and Case Number: 03-02162 Hearing Site: Chicago, IL Names of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc., and Christopher Garrity NATURE OF CASE Customers v. Member and Associated Person REPRESENTATION OF PARTIES Edward and Adele Goldberg ("Claimants") were