AWARD NASD REGULATION. INC., OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Marcia Sandusky, successor in interest to Richard D. Wood v. Arbitration No. 96-00608 Name of Respondent Merchant Banking Services, Jan Sanders, Lance Van Alstyne, Victor Chu, Jeffrey A. Rieger, Steven Hardage, Laticia Johnson, Timothy Stiller REPRESENTATION For Claimant: Mathew Stephenson, Esq. Kochan & Stephenson

Inc. In the Matter of the Ai oitration Betwcec. Names of Claimants Barbara J. Speenburgh, Individually au£ as Trustee of the Barbara I. Speentegh Trust 96-00607 Names of Respondents Great American Financial Network, inc. f'k/a: Marina Securities, Inc. Victor Verola REPRESENTATION For Claimant Barbara I Speenbiagili, IneivmMy and as Trustee of the Barbara Speenburgh Trust ("Claimant"); Mark S. Gurdinick, 2sw.. Deerfield Beach, Florida.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 96-00078 Name of Respondent LaMarde Monroe CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 5, 1996, Claimant GKN Securities Corp. ("GKN"), through its representative and in-house counsel, Katharine Nathan, Esq., alleged that upon termination of his employme

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 96-00077 Name of Respondent Richard Martin REPRESENTATION For Claimant GKN Securities Corporation appeared Katherine Nathan, Esq. in-house counsel, located in New York, New York. Respondent Richard Martin appeared pro se. CASE INFORMATION The Statement of Claim was filed on January 5, 1996. Claimant

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joseph Mack and Carolyn Trahan 96-00076 Name of Respondents M. Rimson & Co., Inc. Alex Shindman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 5, 1996, Claimants Joseph Mack and Carolyn Trahan ("J. Mack"), who appeared Pro Se, alleged that Respondent M. Rimson & Co., Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp, 96-00074 Name of Respondent Robert Wenger CASE SUMMARY In a claim filed with the National Association of Securities Dealer, Inc. on January 5, 1996, Claimant GKN Securities Corp. ("GKN"), through its representative and in-house counsel, Katherine Nathan, Esq., alleged that upon termination of his employment

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Morton and Zelda Michelson 96-00073 Name of Respondents Buttonwood Securities, Inc. Hector M, Durant, II CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 5, 1996 Claimants Morton and Zelda Michelson ("M. Michelson"), who appeared Pro Se, alleged that Respondent Buttonwood S

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of ClaimaritCsl GKN Securities Corp 96-00071 Name of Respondent/a) Andre Aleksis REPRESENTATION For Claimant, GKN Securities Corp. ("Claimant"), appeared Katherine Nathan, Esq. located in New York, N.Y. Respondent Andre Aleksis ("Respondent") appeared Pro Se. CASE INFORMATION * Statement of Claim filed: December 26, 1995 Cl

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Dean Witter Reynolds, Inc., Claimant, and No. 96-00064 Bryan J. O'Leary, Respondent, REPRESENTATION QF PARTIES Claimant Dean Witter Reynolds, Inc. was represented by Will Montgomery, Esquire of Jenkens & Gilcrist located in Dallas, Texas. Respondent Bryan J. O'Leary was represented by John E. Dees, Esquire, solo practitioner, of Dallas, Texa

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Ann M. Ledet and Case Number 96-00060 Names of Respondents Everen Securities, Incorporated and Patricia B. Clark REPRESENTATION OF PARTIES Claimant Ann M. Ledet was represented by Gerald S. Siegmyer, Esq. and David Sharp, Esq. of Greenberg, Peden, Siegmyer & Oshman located in Houston, TX. Respondent Everen Securitie