AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Darlene F. Gillespie v. Name of Respondents Westmark Securities Corporation, Wedbush Morgan Securities, Inc., Ronald D. Catto, Anthony J. Rodgers, Rosemary Silva, and Harry Oei Arbitration No. 95-06048 REPRESENTATION For Claimant: For Respondents: Westmark Securities Corporation Ronald D. Catto Anthony J. Rodgers Rosemary Silva

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Ronald D. Bell, Claimant, and No. 95-06043 MMAR Group, Inc., Cory Miner, Paul Brown, Tracy Adams, Sean Dobson, and Jesse Chabolla, Respondents, REPRESENTATION OF PARTIES Claimant Ronald D. Bell was represented by John V. Mastriani, Esquire, of Houston, Texas. Respondents MMAR Group, Inc., Cory Miner, and Paul Brown were represented by Richard P.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Frank D. Araco and Gary J. Giordano, (Claimants) vs. Continental Broker-Dealer Corp., James R. Pimonte, and Thomas Francis, (Respondents) Case Number: 01-01127 Hearing Site: New York, New York. REPRESENTATION OF PARTIES Claimants, Frank D. Araco ("Araco") and Gary J. Giordano ("Giordano"), hereinafter collectively referred to as "Claimants": G. Martin Meyers, Esq., Denville, N

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Marta Klufas 95-06034 Name of Respondents Fahnestock & Co., Inc. Reich & Co., Inc. Christine G. Hasslach REPRESENTATION For Claimant Marta Klufas ("Klufas") appeared John V. McCambley, Esq., a sole practitioner with offices located in Wyckoff, New Jersey. For Respondent Fahnestock & Co., Inc. ("Fahnestock") appeared Eric J. Shames, Esq., in-house

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Tom F. Trautman, individually and as custodian for his IRA account & N. Jane Gallivan Trautman and 95-06031 Name of Respondent Olde Discount Corporation Brian W. Spencer REPRESENTATION OF PARTIES Tom F. Trautman, individually and as custodian for his IRA account & N. Jane Gallivan Trautman ("Claimants") were represented

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Jack C, and Margaret C. Dillon 95-06011 Name of Respondent(s) D.E. Frey & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 29, 1995 Claimants Jack C. and Margaret C. Dillon ("Claimants"), through their representative, Gordon Dihle, Esq., of Dihle & Co., Minot, ND,

JUN.29.1999 11=51PM NASD BOCP NO.757 P.7 NASD KEGlflLATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Timothy Clancy Case No. 95-06010, Names of Respondents D, Blech & Co., Inc. David Blech REPRESENTATION OF PARTIES Claimant appeared pro se. For Respondents D, Blech & Co., Inc. ("DBCI") add David Blech ("Bbch"): David Blech. CASE INFORMATION Statement of Claim filed

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Myrtledale Associates One, Inc. 95-06006 Name of Respondent Network Capital Corporation REPRESENTATION For Claimant Myrtledale Associates One, Inc., ("claimant") appeared S. David Harrison, Esq., of the law offices Lesser & Harrison located in New York, New York. For Respondent Network Capital Corporation ("respondent")

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Maxine St. Onge, Claimant, and No. 95-06003 Harry W. Wilk, III, Respondent. Claimant Maxine St. Onge was represented by Donald M. Feferman, Esquire, of Corpus Cristi, Texas. Respondent Harry W. Wilk, III was represented pro se. CASE INFORMATION Claimant Maxine St. Onge's Statement of Claim was filed on or about December 26, 1995. Claimant Ma

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Hobe Cie, Ltd Robert Hobe 95-06001 Name of Respondents Kidder, Peabody & Co., Incorporated James P. Dolan, Jr. REPRESENTATION For claimants Hobe Cie, Ltd. ("HCL") and Robert Hobe ("Hobe") appeared their representative Kevin Conway, Esq. of the law firm of Conway & Conway located in New York, New