No. 95-05849 AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between James K. Peters, Claimant, and Dickinson & Co., and Cynthia L. Cooper, Respondents. REPRESENTATION OF PARTIES Claimant James K. Peters was represented by Jim Marlen, Esquire of Dallas, Texas. Respondent Dickinson & Co. was represented by Barbara Bennett, Esquire of Dickinson & Co., located in Des Moins, Iowa. Respondent Cynthia

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Name of Claimants George & Eva Dishong 95-05846 Name of Respondents Josephthal Lyon & Ross Inc. Ashley Reid Porto REPRESENTATION Claimants George and Eva Dishong ("Claimants") were represented by David Bunis, Esq., Dwyer & Collora, Boston, MA. Respondent Josephthal Lyon & Ross, Inc., ("JLR") were represented by Brian J

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Richard F. and Peggy Q. Kent 95-05842 Name of Respondent Stratton Oakmont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 14, 1995, Claimants Richard F. and Peggy Q. Kent ("Claimants"), who appeared Pro Se, alleged that Respondent Stratton Oakmont, Inc., through its rep

N.A.S.D. MODIFIED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Joe K. Berkan 95-05829 Name of Respondents Columbus Financial, Inc. Neal B. Stein Roger H. Chlowitz Bernard Morry Mustang Development Corp. For Claimant: Howard N, Kahn, Esq. of the law firm of Kramer, Green, Zuckerman & Kahn, P. A., Hollywood, Florida. The Respondent Bernard Morry appeared pro se. The

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Meredith Capital Partners, L.P. 95-05824 Name of Respondents Bear Stearns & Company Fred Kelleher REPRESENTATION For Claimant Meredith Capital Partners, L.P. appeared Jack Meredith located in Hilton Head Island, SC. For Respondents Bear Stearns & Co. ("Bear Stearns") and Fred Kelleher ("Kelleher") appeared Terry Weiss, Esq

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Paul Cimins Phyllis Cimins 95-05802 Name of Respondent Smith Barney Shearson, Inc. Allan Pines REPRESENTATION For claimants Paul and Phyllis Cimins ("claimants") appeared Edward G. Werner, Esq. of Jackson, New Jersey. For respondents Smith Barney Shearson ("Shearson") and Allan Pines ("Pines") appeared Christine Tracey, Esq. and Paul K. Barenholtz, Esq.

AWARD NASD, Regulation, Inc., Office of Dispute Resolution In the matter of the Arbitration Between NASD Regulation, Inc. No. 95-05798 Alfred K. Bochner, M.D. / Claimant vs. A.S. Goldmen & Company Thomas M. Walczak Robert Langsam Respondent REPRESENTATION QF PARTIES For Claimant: James F. Fotenos, Esq., and Simon Y. Leung, Esq., Fotenos & Suttle, P.C., San Francisco, California For Respondent A.S. Goldmen & Company and Th

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard A. Preisig, Jr. (Claimant) v. The Hairiman Group, Inc. (Respondent) Case Number: 95-05791 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Claimant Richard A. Preisig, Jr. ("Preisig") hereinafter referred to as "Claimant": William S. Greenawalt, Esq., New York, NY, formerly of Loselle Greenawalt Kaplan Blair

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Case No. 01-01114 Buckman, Buckman & Reid, Inc. Names of Respondents David G. Gunter David G. Gunter and Craig Gunter JTWROS Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Buckman, Buckman & Reid, Inc., hereinafter referred to as "Claimant": Mark J. Astarita, Esq., Beam & Astarita, L.L.C., Bloomfield, New Jersey. For David G.

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Homer Coker and Cynthia Coker, JTWROS Laura Coker and Cynthia Coker, JTWROS 95-05789 Name of Respondents Hunter International Securities, Inc. Steven H. Larkin Ed Donner William David Jones REPRESENTATION Claimants Homer and Cynthia Coker, JTWROS and Laura and Cynthia Coker, JTWROS (collecti