NASD REGULATION, INC. AWARD NASD REGULATION, INC. 95-05011 In the Matter of the Arbitration Between Name of Claimants Victoria & Denise V. Fitzpatrick Name of Respondents USLife Equity Sales Corp. Gary M. Ferone REPRESENTATION For claimants, Victoria & Denise V. Fitzpatrick (" claimants"), appeared Joseph D. Cosgrove, Esq., located in Crestwood, New York. For respondent, USLife Equity Sales Corp. ("USL"), appeared Joel M. Miller, Esq., o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Rodney L. and Bette J. Goe 95-05009 Name of Respondent John Dickson Barret Day Securities, Inc. (Bankrupt) CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1995, claimants Rodney L. and Bette 3. Goe ("claimants"), who appeared Pro Se, alleged that they purchased 300 shares

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Joseph and Dorothy Del Grande 95-05002 Name of Respondents Liberty Securities Corp. Irene S. Tagarelli Liberty Growth Properties Ltd Partnership REPRESENTATION 1 1 Claimants Joseph and Dorothy Del Grande ("claimants") appeared Pro Se. For respondent Liberty Securities Corp. ("Liberty") appeared Bruce F. Ripepi, Esq;,rinrhous

\\Rfr National Association of Securities Deafer* *«c. AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant - i AT • J W - - T T T • All Rights Reserved Douglas A. Lapins and Virginia H. Lapins and 95-05000 Name of Respondent Value Equities Group, Inc. Richard W. Rogers Susan Rogers ^ J>cmgte A; ^Lapbs . ^ Esq., San Francisco, Califor

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between l^ame of Claimant Halpert and Co., Inc. 95-04996 Name of Respondent Mark A. Jones CASE SUMMARY In a claim filed with the Nationals" Association of Securities Dealers v Inc. on October 23, 199&Cflaimanti!e.j v?i; !'Halpeti ajnd.Co., Inc/f ("Claimant") through its representative and^^tiThouse counsel, I^is^Ifei|^piieiiii v A,o i: alleged

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Hilda C. Jeansonne Claimant, v. No. 95-04994 Prudential-Bache Securities, Inc., and David P. Grigsby, Respondents. REPRESENTATION OF PARTIES Claimant Hilda C. Jeansonne ("Claimant") was represented by Allan R. Chason, Esq. of Chason & Chason, P.C. located in Bay Minette, Alabama. Respondent Prudential-Bache Securities, Inc. ("PSI") was repre

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. lathe Matter of the Arbitration Between Matthew W. and Lidia E. Speights Claimants) NASD Arbitration and No. 95-04992 Olde Discount Corporation Respondents) REPRESENTATION OF PARTIES Matthew W. and Lidia E. Speights ("Claimant"); pro se. Olde Discount Corporation ("Respondent"); Represented by Lisa S. Fildes, Esq., Olde Discount Corp., Detroit, Michigan. : :V CASE INFORMATION

Award NASD Dispute Resolution In the Matter of the Arbitration Between: of the Claimants Case Number: 01-01083 Equidev Capital, L.L.C Catherine Crosby Wilcock Names nf the Respondents Hearing Site: Pittsburgh, Pa Wedbush Morgan Securities, Inc. LT Lawrence & Co., Inc. James Stuart Coleman REPRESENTATION OF PARTIES Claimants, Equidev Capital, L.L.C. ("Equidev") and Catherine Crosby Wilcock ("Wilcock"), hereinafter collectively referred to

Arbitration & Mediation National Auocirioii of Securities Detteiv, Inc. * 515 E. LM Ota Boulevard * Suite 1100 * Fort Lauderdile, PL 33301 * Phone 954-522-7391 *F« 954-522-7403* N.A.S.DJL AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Vincent James Fisk 95-04985 Name of Respondents Lehwald, Orosey & Pepe, Inc., Henry W. Lehwald, John Orosey, Gerard Pepe, and Lehwald Orosey & Pepe, Inc. 401K Savings

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Robert J. Anna N. Severson 95-04983 Name of Respondent */ JJfOide Discount Corporation CASE SUMMARY ; witri mV^aliofitf Ass^ Respondent, they suffered'damages for which the Respondent should be held liable. "Respondent Olde discount" 'CbrjSbratiori, through its in-house counsel, Lisa S. Fildes, Esq.; maintained tha