N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Charles G. Allen Charles G. McDonald 95-04885 Name of Respondents Olde Discount Corporation Herbert Lament Robinson CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 16, 1995, Claimants Charles G. Allen and Charles G. McDonald ("Claimants"), who appeared Pro Se, alleged that

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name nf Claimant GKN Securities Corp 95-04884 Name of Respondent Mark Jurman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 16,1995, claimant GKN Securities Corp. ("claimant"), through its representative and in-house counsel Katherine Nathan, alleged that respondent Mark Jurman ("respondent")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Genady P. Cherepanov 95-04882 Name, of Respondent Merrill, Lynch, Pierce, Fenner & Smith Inc. Jose R. Figarola Maria Figarola Arazoza Beverly S. Black CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 16, 1996; Claimant 1 U Genady P. Cherepanov ("Claimant"), who a

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corporation 95-04877 Name of Respondent Alfred Caceres CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 16, 1995 Claimant GKN Securities Corporation ("Claimant") through its representative and in-house counsel, {Catherine Nathan, Esq., alleged that Respondent Alfr

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Arthur D. and Julie E. Stockdale Case No. vs. 95-04874 Name of Respondents Dickinson & Co. James Brian McVey REPRESENTATION For Claimant, Arthur and Julie Stockdale ("Claimants"), appeared Brian N. Smiley, Esq. of Page & Bacek located in Atlanta, Georgia, and Seth Lipner, Esq. of Deutsch & Lipner of Garden City, New Yo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 95-04873 Name of Respondent Mark Balbirer CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 16, 1995, Claimant GKN Securities Corp. ("GKN"), through its representative and in-house counsel, Katherine Nathan, Esq., alleged that Respondent Mark Balbirer ("Respo

NASD REGULATION, Inc. AWARD In the Matter of the Arbitration Between Name of Claimants! GKN Securities Corporation 95-04867 Name of Respondent(s') Anthony Lekanides REPRESENTATION For Claimant GKN Securities Corporation ("Claimant") appeared Katherine Nathan, Esq. t , Counsel for GKN Securities Corporation located in New York, New York. ~mt* Respondent Anthony Lekanides ("Respondent") did not appear at the hearing. - v '3R* '-* CASE

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corporation 95-04866 Name of Respondent Armond J. Federico CASE SUMMARY In a claim filed with the National Association of Securities Dealers^'Infr-oii October 16, 1995^ Claimant GKN Securities Corporation ("Claimant"), through its representative and in-house counsel- ;Kath£rine :; Nathan, Esq., alleged that Respo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 95-04865 © National Association of Name of Respondent Securities Dealers,Inc. Mario G. DiDomenico „„„=_,.. ' Reserved In a claim filed with the National Association of Securities-Dealers, Ihc. ; on October 16,i l$95^@rKtik- U \ Securities Corp. ("GKN") who appeared through its'.representative and in

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jinnie Simonsen, Claimant v. Bear Stearns & Co., Inc. 5 Jedd F. Dunas, Richard G. LaVoice, Respondents Case Number: 01-01072 Hearing Site: San Francisco, California REPRESENTATION OF PARTIES ' For Claimant: George S. Trevor, Esq. Trevor & Weixel, LLP Corte Madera, California For Respondents: , Peter R. Boutin, Esq. Kelly J. Moynihan, Esq. Keesal, Young & Loga