AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Akram Karadsheh, Bashar Karadsheh, Samir Karadsheh, individually, Samir Karadsheh and Farid Karadsheh, jointly Ramzi Karachy and Khulood Karachy, jointly, Holland Big Boy Inc., RLK Development, and Ramzi Karachy as Custodian for Leena Karachy, Nader Karachy, Niveen Shatara, and Samer Karachy, all Minors and Case Number: 01-01071 Hearing Site

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Kwok Yan Liu and Vincent W. Chiu Name of Respondent . Charles Schwab & Company, Inc. 95-04671 © National Associauor o< Securities Dcaters. Inc. AH Rights Reserve*: C4SEVI MARY In a claim filed with the National Association of Securities Dealers, Inc. on October 3,1995, Claimants., Kwok Yan LIU and Vincent W. Chiu ("Cla

N.A.S.D. FINAL ORDER NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant^s) Charles M. Mirotznik C National Association ef Securities Dcafcj-s. Ire. All Rights Reserved 9504670 Name of Respondents) Gruntal &, Co., Inc. Ehrenkrantz King Nussbaum. Inc. REPRESENTATION Claimant Charles M. Mirotznik appeared Pro Se. For respondents Ehrenkrantz King Nussbaum, Inc. arid Gruntal & Co., Inc

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Dean Witter Reynolds, Inc. 95-04669 Name of Respondent ^ Jeffrey D. Hurst REPRF^FTPOTATION For Claimant: Michael S. Taaffe,Esq. of the law firm of Abel, Band, Russell, Collier, Pitchford & Gordon, Chartered., Sarasota, FL ,;", ;v \ . For Respondent: The Respondent did not appear. r KC : ->::'• CASE INFORMATION Statement of Clam file

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant The Estate of Isaac Platt Laura Platt 95-04668 Name of Respondents Olde Discount Corporation James Murphy REPRESENTATION For Claimant, Laura Platt ("Platt"): Guy M. Bums, Esq. of Johnson, Blakely, Pope, Bokor, et al., Tampa, Florida. For Respondents, Olde Discount Corporation ("Olde") and James Murphy ("Murphy"): Karen

AWARD NASD Regulation, Inc. Office of Dispute Resolution. In the Matter of the Arbitration Between Doug Corley Claimant, v. No. 95-04667 -^Texakoma Financial, Inc., Texakoma Oil & Gas Corp., Dean R. Kennedy, Scott D. Kennedy, and Richard D. Kennedy Respondents. REPRESENTATION QF PARTIES ; Claimant Doug Cbrley vvai represented by G. David Westfall, Esquire, located in Dallasy.T2fct Or v£ 5 efk Respondents I'ex^oiinai Fii^ci^, Inc., Te

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Richard M. and Patricia Belanger Award No. vs. 9504666 Name of Respondents ( L Va'M!:"! vxi'nnion ot Corporate Securities Group S,,u:;.^ ix^iuy.ifcc. David Matthew Murphy All Ri.L7.Ls Rjsonx..; REPRESENTATION Claimants, Richard M. and Patricia Belanger (collectively "Claimants"), appeared pro se. • •:-IU^MK s-i . i

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between George N. Staub, Jr. Claimant NASD Arbitration v. No. 95-04664 Smith Barney Shearson, Inc. Respondent REPRESENTATION OF PARTIES George N. Staub, Jr. ("Claimant") represented himself, pro se. Smith Barney Shearson, Inc. ("Respondent") was represented by Irene F. Stolarz, Smith Barney Inc., San Diego. CASE INFORMATION Claimant's Stateme

NASD REGULATION, INC. AWARD NASD REGULATION, INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants Martin J. Roe and Beatrice G. Roe, Co-TTEES Trust v. Arbitration No. 95-04660 Dominic Prosi and Prudential Securities REPRESENTATION For Claimants: Brian Mausser Van Nuys, California For Respondent Dominic Prosi: Paul I. Hamada, Esq. Keesal, Young & Logan Long Beach, California For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Avi Weiner v. 95-04659 © National Association of Name of Respondents Securities Deafer: 'nc. M. Rimson & Co., Inc. ~ Alex Schindman Edward Weisman AH Rights Reserved REPRESENTATION For Claimant, Avi Weiner, appeared William Greenberg, Esq., a sole practioner, located in White Plains, New York. •>!; : u- iM i . F