N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NaineofClaiiiiants John Dedyo John J. Dedyo John P. McGuire 95-03259 Name of Respondents Schroder Wertheim & Co. Inc. Dickinson & Co. William Hecht REPRESENTATION For Claimants John Dedyo, John J. Dedyo and John P. McGuire (collectively referred to as "claimants") appeared James C. DeNorscia, Esq., of the law firm of Sonageri & Fall

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jo Ann St. Pierre 95-03258 Name of Respondents Robert Thomas Securities, Inc. Thomas C. Ferguson REPRESENTATION For Claimant Jo Ann St. Pierre ("claimant") appeared Robert Fitzpatrick, Esq., a sole practioneer located in Clifton, New Jersey. For Respondents Robert Thomas Securities, Inc. ("Robert Thomas") and Thomas C, Ferg

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Hilda Downs Powell — 95-03249 Name of Respondents Sunpoint Securities Inc. REPRESENTATION Claimant Hilda Downs Powell ("Claimant") was represented by Hark Rollinson, Esq., Leesburg, VA Respondent Sunpoint Securities, Inc. ("Respondent") was represented by Fredrick C. Summers, III, Esq., Dallas TX CASE INFORMATION T

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Christopher M. Wilson 95-03246 Name of Respondents FBS Investment Sex-vices Michael Harlander REPRESENTATION Claimant, Christopher Wilson ("Wilson") was represented by Donald E. Horton, Bag. of Horton and Associates, Minneapolis, Minnesota. Respondents, FBS Investments Services Inc. ("PBS") and Michael Har lander ("Harl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter' of the Arbitration Between Name of Claimant Peter Nyhus 9503243 Name of Resnondents @ x a tj 0:ri | < v«o~rL on of Securities Deate. Inc. Putnam Mutual Funds Corp. Putnam Investments ,„„. .. ~ All Rights Reserved REPRESENTATION For Claimant appeared Earl P. Gray, Esq. of St. Paul, Minnesota. For Respondents appeared Louis A. Rodriguez of the firm

y r N.A.S T). AWARD NATIONAL ASSOCIAT I O N OF SRCTTRTTTF. S TNC In the matter of the Arbitration Between Nane David Ritchie Name of Respondents Leonard A. Robbins ana 'Private Investors Equity Group For Claimant: For Respondents: © National Association ct Securities Dealers. Inc. All Rights Reserved NASD Arbitration No. 95-03242 REPRESENTATION David C. Hinshaw, Esq. Gansinger, Hinshaw, Buckley & Padiila Los A

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS fn the Matter of the Arbitration Between Name of Claimant Ralph L. Hutcherson, Jr. 95-03237 Name of Respondent Titan/Value Equities Group, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 6, 1995, Claimant Ralph L. Hutcherson, Jr. ("Claimant"), who appeared Pro Se, alleged that Respondent Titan/Value Equities Group, Inc. ("TITAN") fa

/IP/2002 13:22 313-628-1599 H&R BLOCK LtSAL Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Paula E. Meise!, As Trustee For Ethan Meisel, Adam Meisel, and Jamie Meisel vs. OLDE Discount Corporation (now known as H & R Block Financial Advisors, Inc.) and Edward Gottlieb Case Number: 01-01011 Hearing Site: Chicago, IL REPRESENTATION OFPARTIES Claimant, Paula E. Meise!, hereinafter collectively referred to as "Claimant" by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfs) Eric Alexander Warren 95-03221 Name of Respondents) First Alabama Investments Inc. For Claimant appeared Clifford J. Hunt of Riden, Earle & Kiefner, P.A. of St. Petersburg, Florida. For Respondent appeared Charles C. Pickney of Lange, Simpson, Robinson & Somerville of Birmingham, Alabama. CASE INFORMATION The Statement o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Kenneth and Evelyn Ganninger Names of Resnondents ^ -j|Raymond James & Associates, Inc. Michael J. Freiwald 9503212 25 1996 FLARBITRATION REPRESENTATION For Claimants, Kenneth and Evelyn Ganninger ("Ganninger ") : Jeffrey P. Coleman of Bonner, Hogan & Coleman, P.A., Clearwater, Florida. For Respond