N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Martha Riggins, Claimant, v. No. 95-03208 -it-Bank One Securities Corporation and ©National Association 0| Robert Graves, Securities MaUnc. Respondents. AHRightsResena: REPRESENTATION QP PARTIES Claimant was represented by Richard Cheatham, Esq. and Robert Solomon, Esq. of Holman Robertson Eldridge located in Dallas, Texas. Respondents Bank One Securities Corporation and Rober

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant PaineWebber, Inc. 95-03199 Name of Respondent Waiter Cahn CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 3, 1995, Claimant PaineWebber, Inc. ("Claimant"), through its representative and in-house counsel, Melanie S. Cherdack, Esq., alleged that Respondent Waiter Cahn ("Respondent"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Fred D. and Toni K. Lee 95-03 192 Name of Respondents e Y Yl * mwY Olde Discount Corporation Keith Sargent REPRESENTATION For Claimants, Fred D. and Toni K. Lee ("the Lees"): Norman Meyers, Esq. of Meyers & Bierkan, P.A., Sun City Center, Florida. For Respondents Olde Discount Corporation ("Olde Discount") and

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Wedbush Morgan Securities, Inc. and 01-01010 Phoenix, Arizona Name of Respondent realink.com, Inc. REPRESENTATION OF PARTIES Wedbush Morgan Securities, Inc. ("Claimant") was represented by Gary L. Holmes, Esq., Wedbush Morgan Securities, Inc., Los Angeles, California. realink.com, Inc. ("Respondent") was represented by Andre Cronthell, Esq. and

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jeanette W. Howard 95-03184 Name of Respondent Principal Financial Securities, Inc. REPRESENTATION The Claimant, Jeanette W. Howard, was represented by David N. McNees, Esq., attorney, located in Denison, Texas. The Respondent, Principal Financial Securities, Inc., was represented by Stephen D. Howen, Esq., of Figari & Dave

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Jeffrey R. Knakal vs. Case No. 95-03 168 Name of Respondent Daiwa Securities America, Inc. Daiwa Securities Company, Ltd REPRESENTATION For Claimant Jeffrey R. Knakal ("Claimant") appeared Jeffrey L. Liddle, Esq., of the firm Liddle & Robinson., located in New York, New York. For Respondent Daiwa Securities America, Inc. ("Daiwa America") appeared M

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant WILLIAM SCHULTZ AND Name of Respondents JEFFREY S. GOLDSTERN AND PHILIP EITMAN NASD Award 95-03167 > National Association of Securities Dealers inc AH Rights Reservtc REPRESENTATION For Claimant, William Schultz Bruce Ruzinsky Esq. located in Houston, Texas. For Respondent, Philip Eitman Philip Eitman appeared pro se.

AWARD NASD, Regulation, Inc., Office of Dispute Resolution In the matter of the Arbitration Between NASD Regulation, Inc. No.95-03157 Kevin M. Moriarty Claimant vs. Wells Fargo Securities, Inc. Respondent REPRESENTATION OF PARTIES For Claimant: Edwin L. Bradley, Esq., Kerosky & Bradley, San Francisco, California. For Respondent: Gilbert R. Scrota, Esq., Howard, Rice, Nemerovski, Canady, Falk & Rabkin, San Francisco, California. C

N.A.S.D. REGULATION AWARD ?- > NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ernest L. Moye 95-03152 Name of Respondent Prudential Securities, Inc. REPRESENTATION For Claimant appeared Kelly ScanJon, Esq. from the law firm of ScanJon Si Sansone, located in Pittsburgh, Pennsylvania. For Respondent appeared Steve Walowiu, Esq. from the law firm of Mayer, Brown & Plan located in New Yor

/v N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sonia Pritt 95-03130^ Name of Respondents " lhle * ^^rs.i nCi A] I P' *, Dime Securities of New York, Inc. **?ni&R- Brian DeCamp REPRESENTATION Claimant Sonia Pritt ("Claimant") appeared Pro Se. For Respondents Dime Securities of New York, Inc. and Brian DeCamp ("Respondents") appeared Michael P. Amod