N.A.S.D. Regulation AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between „ . , ,, © National Association Ot XT „_. . Securities Dealers. Inc. Name of Claimant loo/; B. Andrew Farah I77n 9503133 AH Rights Reserved Name of Respondent Jere Wicker-t REPRESENTATION Claimant B. Andrew Farah ("Claimant") was represented by Thomas G. Gardiner, Esq., Gardiner Koch & Mines, Chicago, IL.

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Names of Claimants George Schott Michael E. Basham Case No. vs. 95-03121 Name of Respondent Smith Barney Shearson, Inc. REPRESENTATION For Claimants George Schott ("Schott") and Michael E. Basham ("BashanT), hereinafter collectively referred to as "Claimants/ appeared Jeffrey L. Liddle, Esq. of the law firm Liddle & Robinson located in New York, New York. For Respon

NASD AWARD. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between John Palmisano, Claimant, v. No. 95-03 118 Ronald B. Adrian, p?SR Financial Services, Inc., and Rogers & Adrian, Inc., Respondents. ® National Association of Securities Dealers, Inc. All Rights Res REPRESENTATION OF PARTIES John Palmisano ("Claimant") was represented by Henry F. Sonday, Jr., Esq., of Holbrook, Heaven & Fa

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Peter M. Morton Old Bradenton Land Corp. AUG *8 1996 FL ARBITRATION 95-03 112 Name of Respondent Meridian Associates, Inc. © National Association o Securities Dealers, inc. All Rights Reservec REPRESENTATION For Claimants, Peter M. Morton ("Morton") and Old Bradenton Land Corp. ("Old Bradenton"): p

\ * Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf tfrp Plaimflnf P^P; Mnmhpr- 01-01005 Kapil Celly irp- Washington, DC HDBrous&Co.,Inc. RFPRVCT.NTATTOIV OF PARTIES Claimant, Kapil Celly ("Celly"), hereinafter referred to as "Claimant": David E. Price, Esq., Law Offices of Robert M. Price, Washington, DC. Respondent, HD Brous & Co. Inc. ("Brous"), hereinafter referred to as "Respondent": Randi Perry Spallina,

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration between ) ) 'DONALDB. HILL and UELDEAN L. HILL; ) JOHN C. fflLL and JERRI A. HILL; and ) BRUCE A. HILL and ANNE C. HILL, ) ) Claimants, ) ) vs. ) CASE NO. 95-03105 ) S.C. COSTA COMPANY, INC, and STEVEN ) FRITZ, ) ) Respondents. ) REPRESENTATION For Claimants: dell I. Cunningham HI, Esq. and Sheldon B. Swan, Esq. of Dunn

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. RECEIVE ft. NIM-ARBITRATiOti MEBIMIOH In the Matter of the Arbitration Between Name of Claimanttel/Counter-ResDondent ELMER A. SANDLING NASD Arbitration No. 95-03101 Name of Respondent(s)/Counter-(^laimants HAGERTY, VAN MOURICK & LOGAN, INC. (now known as "Hagerty, Stewart & Associates, Inc."), OPTIVEST, INC. and MARK VAN MOURICK REPRESENTATION For Claimant: Edward Russe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between © National Association of Securities Dealers. Inc. Name of Claimant ,, ~ . All Rights Reserved Ron Onn * v. NASD Arbitration No. 95-3099 Name of Respondcnt(s) Bear Stearns & Co., Inc., Bear Steams Securities Corp., Leurni Securities, and Private Brokers Clearing Corp. REPRESENTATION For Claimant: Steven V. Rheuban, Esq. Lo

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Names of Claimants Moses &. Chava Kuropatwa Motel & Lea Sirkis Case No. vs. 95-03090 Names of Respondents ^(Prudential Securities, Inc Gilford Securities, Inc. Jeffrey G. Nunez REPRESENTATION For Claimants Moses & Chava Kuropatwa ("the Kuropatwas") and Motel & Lea Sirkis ("the Sirkises"), hereinafter collectively referred to as "Claimants," appeared Solomon J. Jaski

a...,' w.-.y NASD AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Peter A. and Sharon L. Maul 95-03077 Name of Respondents M. Rimson & Co. Larry Shtrayker (a/k/a Valery Shtraykher) REPRESENTATION For Claimants Peter A. and Sharon L. Maul ("Claimants"): appeared pro se. For Respondent Larry Shtraykher ("Shtraykher"): appeared pro se. M. Rimson & Co. ("Rimson") did not