N.A.S.D. FINAL CEDER NKTICNRL ASSOCIKnCN OP Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Name of Madra Clagp vs. Name of R ts Dean Witter Reynolds Inc. Jeffrey Brovm Case # 91-03349 For Claimant, Madra dapp, pro se. For Respondents, Dean Hitter Reynolds, Inc. **** Jeffr

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03347 AWARD -n che Matter of the Arbitration Between Leonard M. and Deborah Kanarek Claimant vs. Best Investors Group, Inc. David D. Cameron Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimants Leonard M. and Deborah Kanarelc who appeared Pro Se, alleged that on September 27, 1990 they

•p£££ ir MAR 1 N.A.S.D. AWARD N f ATIONAL ASSOCIATION OF SECURITIES DEALERS ............. In the Matter of the Arbitration Between Name" of Claimantfs'i Ottavio DiDomenico Case No. 91-03344 Name of Respondent(s) Gnintai & Co., Inc. Bruce C. Black REPRESENTATION For Claimant, Ottavio DiDomenico ("DiDomenico"): Howard Schwartz, Esq. of the law offices of Howard Schwartz. For Respondent, Gruntal & Co., Inc. ("Gruntal"): Richard

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Case Number: 01-00820 Mark A. Rodgers Name of Respondent Hearing Site: Tampa, Florida Prudential Securities, Inc. REPRESENTATION OF PARTIES Mark A. Rodgers, hereinafter referred to as "Claimant": Stanley T. Padgett, Esq. and Colleen F. Nestor, Esq., Morgan, Padgett & Associates, P.A., Tampa, Florida. Prudential Securities, Inc., hereinafter referred to as "R

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jeffrey & Judith Kaliser Jeffrey Kaliser, TTEE-UchiteKKaliser PSP vs. - 91-03.343 Name of Respondents Midlantic Securities Corp. Jim Higgins CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimants Jeffrey & Judith Kaliser, who appeared Pro Se, allege

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03336 AWARD -n the Matter of the Arbitration Between Clarence Brown, Jr. Claimant vs. Investacorp, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimant Clarence Brown, Jr. , who appeared Pro Se, alleged that on January 2, 1987 he met with Mr. Weiss, a representative with Respondent Inve

N.A.S.D. AMRRD NATICHAL ASSOCIATION OF SULUKIT1J£ DEALERS In the Matter of the Arbitration Between ) of Arbitration National Association of S«curitJe* Dealer*, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Florida 33301 (305) 522-7391 Eugene & Marie Patipa Case Mb. 91-03333 ) Jesup, Josephthal Securities Co., Inc. ) Jonathan Brody ) Shelley TVrmn ) ) TKTICN Claimants, Eugene and Marie Patipa ("the

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Anand Prakash #91-03326 Name of Respondent Charles Schwab & Co., Inc. REPRESENTATION For Claimant: The Claimant appeared pro se. For Respondent: James T. McDermott, Esq. of the law firm of Covington & Burling CASE INFORMATION Statement of Claim filed on: October 12, 1991. Claimant's Submission Agreement signed

N.A.S.D. J0MD NATICNMi ASSOCIWICN GF SULJUU1TIE3 EBKEBS In the Jfattar of the Arbitration MBBft of glAin»mi-fg> Elsie Stolic 91-03321 Corporate Securities Group, Inc. Kenneth L* Blank Face nalininf: Bruoe Schragger, Esq. of LaMcenceville, New Jersey. For Responosnts: Ouorles Scarlett, Esq. of Corporate Securities Group, Inc. in Boca Raton, Florida. Statenent of f^»^ filed: October 23, 1991. CLaimant's Sulnission Agreement signed on: Octo

N.A.S.D. AWARD NATIONAL ASSOdATICN OF SBCDRITIES DEALERS In the Matter of the Arbitration Between ) Name of Claimant (a) ) Alicia Siduay De Sbrem Marcos Shram Bnilio Shram Antonio Shram Siduay Name of Merrill Lynch Pierce Fenner & Smith. Inc ) Shearson T^>>«nam Button, Inc, ) Maxia Healy ) Esteban Prellezo } Case Nb. 91-03320 Fox* Claimants, Alicia Siduay De < ^""*q» f Marcos .chmam, Bnilio .^>w«n anrf Antonio