Award NASD Dispute Resolution In the Matter of the Arbitration Between: Estate of John Tomusiak (Claimant) v. Bluestone Capital Partners, L.P, Cornerstone Securities Corporation, Jon E. Belkin, and Isaac Fleyshmakher (Respondents) Case Number: 01-00795 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimant, Estate of John Tomusiak, represented by Marian Tomusiak, hereinafter referred to as "Claimant": Howard M. Rosenfield, Esq., Farmingt

N.A.S.D. AWARD NATIONAL ASSOCIATION OF. SECURITIES DEALERS Case Number 91-02212 Ycsef Sheffi v. Shearson Lehman Hutton, Inc. and Eric Anderson CASE INFORMATION This proceeding brought by Claimant, Yosef Sheffi, against Shearson Lehman Hutton, Inc. and Eric Anderson was commenced by a uniform submission agreement executed by Claimant on July 15, 1991, by Respondent Shearson on September 30, 1991 and by Respondent Anderson on December 3, 1991. Cla

N.A.S.D...AWARD NATICNftL ASSOCIATION OF SEOJRITIES DEALERS In the Matter of the Arbitration Between NanieofQaiinant vs. 91-02208 of Abbas Khoshneviassan and Donal Jenrette Securities Corporation For dainant: Michael L. Paule, Investors Arbitration Services, Inc., 21550 Qxnard St., Suite 300, Woodland Hills, California 91367. For Respcotents: Michael J. Lawson, Esq. / Steefel, Levitt & Weiss, One Etabarcadero Center, 29th Floor, $™\ Fran

N.A.S.D. AHUZD NKTKHAL ASSOdKnOI OF SSCORITIES DEALERS In cbe Matter of the Arbitration Between of Brandes Properties Ltd. Bill Anton Brandes Bernard Kahn Williamfi. Kahn Virginia Kabn Ooogler . ^. 91-02207 Hams of Respondent (s) Efcpler, Guerin & Turner, Inc. For Claimants : Brandes Properties, Ltd., Bill Antcn Brandes, Bernard Kabn, William B. Kahn and Virginia Kaim Googler were represented by J. Eugene f Esq. of Portesr &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Ann Murphy, Personal Representative of the Estate of Virginia Taylor, Deceased and 91-02201 "-— Name of Respondents . . — A.G. Edwards & Sons, Inc. John Gillen Randall Kiessei James Griffin REPRESENTATION OF PARTIES Ann Murphy, Personal Representative of the Estate of Virginia Taylor, Deceased("Claimant") was

N.A.S.D. AWARD NATIONAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Diana Pagel No. 91-02200 Name of Respondents ^L . — R.G. Dickenson & Co. - ^ Allied Group Securities Corporation Michael Nixon REPRESENTATION OP PARTIES For Claimants: Gail E. Boliver, Esq of Boliver Law Firm, Marshalltown, Iowa. For Respondents: David W. Dunn, Esq. of Davis, Hockenberg, Wine, Brown, Koehn & Shors,

N.A.S.D. AWARD- NRTICNRL ASSOdATICN OP SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant (s) William Gennaro 91-02198 Name of Respondent (s) Alvin Gene Rhodus For Claimant: Claimant William Gennaro appeared pro se. For Respondent: Respondent Alvin Gene Rhodus appeared pro se. GBSS INPCBMftTICM Statement of Claim filed: July 18, 1991. Claimant's Submission Agreement signed on: July 12, 1991. Respondent's Sub

Arbitration National Association of Securities Dealers, Inc. _ _ _ NASD Financial Center NATIONAL ASSOCIATION OP SBCDRTTIES DEAIJERS 33 Whitehall Street ' _ New York, N.Y. 10004 In the Matter of the Arbitration Between FAX (212)858-4389 Name Of Eastside Medical Services, P.C. Pension Trust M.S. Jafri, M.D., Trustee 91-02196 Mama of Kidder, Peabody & Co., Incorporated Peter Bfott For Claimants B*«fr^ A* ifedig»T Services, P.C. Pen

», » ~ « «,««« N.JLS.D. AWARD NATIONAL ASSOCIATION OP ShUJkiTltS DEALERS In the Matter of the Arbitration Between ) ) Name of Claimant (s) ) ) Caroline Penny Manwell ) of Respondent (s) PaineWebber, inc. Andrew Winston ) Arbitration National Association o* Securities Dealers, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale. Rorida 33301 (305) 522 ' 7391 Case Mo. 91-02194 For Claimant, Car

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In"the Matter of the Arbitration Between Quinn Hartnett Claimant vs. J.W. Charles Securities, Inc. Daniel Dailey Respondents CASE #91-02193 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 17, 1991, Claimant Quinn Hartnett, " who appeared Pro Se, alleged that Respondents, J.W. Charles Securities, Inc. and Daniel Dailey opened an