N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Arthur and Lenore Olson; Estate of Donald Bennett; Madeline Dantuma; Ara Louise Olson; and E. Taliaferro French and Dorothy French Consolidated Case No.s 9i 91-00637; 91-00653; 91-00663; 91-02068 Name of Respondents Mutual Service Corporation John M. Culbertson REPRESENTATION OF PARTIES For Claimants: Steve Sam

N.A.S.D. AWARD NKTICNAL ASSOCIATION OF SBCDRITIES In the Hatter of the Arbitration Between ) Name oc ^"-1 flii HHHT*I (s) / Elda TiivHglia ) Mama of Peeuctytent (eL ) Dean Witter Reynolds, Inc. ) David M Kee ) Earl C. MaCrary ) ) ) Case No. 91-00660 For dadjnant, Elda Ticdiglia ("Tindiglia") : Adam Donor, Esq. of McGee, Jordan, Sbuey, et al. For Respondents, Dean Witter Reynolds, lac. ("Dean Witter") , David Kee ("Fee") and B

N.A.S.D. AWARD NATICNRL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant- fs| Charles Zaidan G.K. Scott & Co., Inc. Robert Roberts Tim Ciraulo Case No. 91-00658 Heard before the arbitrator: Robert Herschmann, Esq. Public Claimant, Charles Zaidan ("Zaidan"), was represented by Mitchell T. >fcRae of Mitchell T. McRae, P.A. Respondents, G, K. Scott & Co,, Inc. ("G.K. Scott"), Robert Roberts

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES, DEALERS In the Matter of the Arbitration Between Name of Claimants Jane Gale Tony and Lorraine Sherman Mona and David Monnonaro Consolidated No.s: FT 91-00654; 91-00712 Name of Respondents Mutual Service Corporation John M. Culbertson REPRESENTATION OP PARTIES For Claimants: Steve Samson, Esq., Chicago, Illinois. For Respondent Mutual Service Corporation: Robert J. Jonker

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE:01-00737 Raymond James & Associates, Inc., claimant vs. Michael Cooper, respondent. ATTORNEYS: For Claimant appeared Deborah J. Howard, Esq., in-house counsel, St. Petersburg, EL. Respondent appeared Pro Se, Dallas, TX. DATE FILED: February 13, 2001 CASE SUMMARY: Claimant alleged that respondent failed to honor his contractual obligations by failing to repay monies owed under the promi

Arbitration " N.A.S.D. AWARD NKTICNRL ASSOC1AT1CN OF SBCDRXTCES DEAI£RS in the Matter of tbe Arbitration Between ldine J* Donna, Joan vs. Name of Respondents G.2C. Soott & Co. r Inc. James 6. Martin National Association of Securities Dealers, Inc. NASO Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 Case # 91-00652 S* Herzog, Esq. of Jackson & Mash. :, G* K* Scott & Co.

N.A.S.D. NATICNAIi ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between & Carol Herring 91-00649 Name__o£_ggspQDdent(a) Nbrstar Brokerage Corporation N.B. Clearing Corp. Arnold Feist Henry Gerbehy Michael Peer Rand/ Resnick For Claimant; Peter S. Pearlman, Esq. of Cohen & Lifland For Respondents; Howard J. Meyers, Jr., Esq., Sole Practitioner. IHPCPJKTJ.CN Statement of flalTn filed; May 16, 1991. Cla

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, of the Arbitration Between ice? Joyce Alfino and 91-00644 of Respondents , Inc., and Melinda Abood -* w T«K« c rntz Esa. of Kelly, Stansfieid Claimant was represented by John S. Uitz, Esq. & o'Donnell, Denver, Colorado. Weehauken, New Jersey r&.QF. INFORMATION P 4 1 ^^ HV Reaoondents PaineWebber , Inc . , Statement of Answer w " *^d by Res pon d.n

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SJdUUHITJJBS DHffERS III the totter of the Arbitration Between of widenbause vs. 91-00640 securities. Inc. Scott Wilaot For Claimant: TCBL Febn and Gregory J. Sherwin, Esq., Fields, Fehn & Sherwin, Los Angeles, California* For Respondent Scott Wilnot: Terry Ross, Esq., Keesal, Ycwng & Logan, Long Beach, California. For Respondent pt1_^Han^-^a^ -ttau-ha Securities, Inc: James Capezutto, Esq., New

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Dr. Harvey Workman & Rosalind Workman Claimant vs. Barry Murphy & Company, Inc. vg. Broadcort Capital Corporation Respondent Respondent CASE #91-00638 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 27, 1991, Claimants, Dr. Harvey Workman & Rosalind Workman, who appeared Pro Se, a