N.A.S.D. AWARD NATICWAL ASSOCIATION OF SECURITIES DEALERS In the Jtotter of the Arbitration Between Arbitration National Attodttion of Securities Deafen, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Marilyn R. Skiffington Name of Respondents Dean Witter Reynolds, Inc. Frank Joseph Courts Charles Gregory Ellison 91-00452 For Claimant: Katharine H. Kalinowski of Baber & Kalinowski, P.C. For Respon

N.A.S.D. ANAHD ASSCCXATXCN OF SECURITIES DEALSBS, INC. in tfla Mattar 02 tha Arbitration aetwsan Caanalla M* Naruaoak 91-00448 Lynch, Piarca, rannar 4 anith, inc. For Clainwnti Append pro M. For Beapendantt Slizabath Graan, Esq., in-heusa counsel. Statomnt of Claim filadt Fabruary 11, 1991. Claimant's Submission Agreement signed am Fabraary 5 f Statwnant of Aramr filad by Respondent cm I^ay 23, 1391. Raapondtti&'s Sufcrntaiion Agrsamant

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant: PaineVfebber, Inc. 91-00444 Name of Respondent: Hoyt Construction, Inc. For Claimant: Ed Werner, Esq., in house counsel. For Respondent: Dennis Hoyt, Corporate representative for Hoyt Construction, Inc. Claimant PaineWebber, Inc. executed a submission agreement on February 6, 1991. It filed a Statement of Claim dated Febru

VL/ N.A.S.D. AWARD If' if NKITCHAL ASSOCIATION OF HML^JP 1 ' 1 ' 11 *^ DEALERS ^ In the Matter of the Arbitration Between pf PaineWetber, Inc. 91-00441 Mama of Bud KbzaJc AKA. Burton Xbzak Claimant was represented by William McC. Maatgcmery of PaineWebber, Inc., Los Angeles, California. Respondent Bud Kbzak appeared at the hearing via (age Statanent of n«^ filed on or about January 30, 1591. Claimant's Sub

N.A.S.D. AWARD NKTXCNAL ASSOdAnCN OF SECURITIES DEALERS la the Matter of the Arbitration Between Mane of Frederick W, Gooding Frederick W, Gooding, Inc. vs. 91-00432 Name of Respondent (s) Thnnrnrn T^MMM Brothers, Inc. Philip J. Failla. For daimntst Phillip G. Samovar, Esq., Santa Manica, California For Respondents* Micbele R. Fran, Eaq., Keeeal, Youog & Logan, Long Beach, California. Statement of ^»-*™ filed: February 8 r 15

Stipulated Award NASD Dispute Resolution _ln the Matter of the Arbitration Between: Anis N. Damani Nflftlfi-nf tfag P.??p rv ^'1 p T 1 t Cantella & Company, Inc., and TaseerBadar 01-00718 HoUStOU, TfiXOS PARTTTTS Claimant, Anis N. Damani, hereinafter referred to as "Claimant": Dennis H. Taylor, Esq., of Shepherd, Smith & Bebel, Houston Texas. Respondents, Cantella & Company, Inc., (Cantella) and Tasseer Badar, (Ba

® N.A.S.D. AWARD NKTICNAL ASSOCIATION OF SECURITIES DEMURS In the Matter of the Arbitration Between ) ) Name of Claimant?s) ) ) Ardell Kauth ) ) ) ) Tteme of Ttemnnriant-fs ^ ) ) A.G. Edwards & Sons, Inc. ) Robert Jones ) Arbitration National Association of Securities Deslere, Inc. One East Steward Boulevard Suite 1000 Ft. Lauderdale, Rorida 33301 (305) 522-7391 Case No. 91-00427 For Claimant, AroJ

N.A.S.D. AWARD ASSOCIATION OF SECURITIES DEAUERS _ In tJie *fatter of the Arbitration Between Marian Anfuso 91-00424 Name of P og " n njdBntV( s) Robert Dianas Securities, Inc. Richard Caridi > ,' i ». * irf I • «. Claimant represented herself. Respondents ware represented by Paul L. Matecki, Esq. Statement of Claim filed: February 8, 1991 Claimant's Submission Agreement signed on: January 15, 1991 Joint Statement of

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, CASE f91-00417 AWARD In the Matter of the Arbitration Between George Skaperdas Claimant vs. Ladenburg/ Thalmann & Co., Inc. Charles Colchamiro Respondents CASE SUMMARY George Skaperdas, Pro Se f in a claim filed with the National Association of Securities Dealers, Inc. on February 7, 1991, alleged that his broker at Ladenburg, Thalmann & Co., Inc. Charles Colchamiro, neglig

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Betvreen Name of Claimant Robert M. Sisco 91-00414 Name of Respondents Olde Discount Corporation Scott Trello Rodney Bowman For Claimant: Lloyd S. Clareman, Esq. For Respondents: Francis R. Ortiz, Esq. ram Statement of Claim filed: February 5, 1991. Claimant's Submission Agreement signed on: January 31 , 1991. Joint Statement of A