NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Dean Witter Reynolds, Inc. Claimant(s) vs. 90-01391 Tyronne Hubbard Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Dean Witter Reynolds, Inc. alleged that Respondent(s) Tyronne Hubbard failed to pay a debit balance on his account. Respondent did not defend. RELIEF REQUESTED Claimant(s) Dean Witter Reynolds, Inc. request

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. "r. The Matter of The Arbitration Between: "3HAEL SHURKIN CLAIMANT AWARD f90-01390 V. 33SITH BARNEY, HARRIS UPHAM & CO. f -~KCENT AFPLIXIO AND -IARVEY RABINER RESPONDENTS CASE SUMMARY The Statement of Claim was filed with the NASD, Inc. on May 15, 1990. Claimant, Israel Shurkin alleged that Respondents, Smith Barney, Harris Upham & Co., (Smith Barney) Vincent Afflixio (Affl

N.A.S.D. AWARD NATIONAL ASSOCTKTXCN OP SBCDRITIES DEAIERS In the Matter of the Arbitration Between Of George & Bessie Gams 90-01387 Name of Shearscn T^AMM* Huttcn, Inc. Jack Spyridikas Claire Bcyles Heard before: Nane Public/Industry Robert Volk, Esq. Public Arbitrator Cornelius J. Mnftulif f e, Esq. Public Arbitrator William J. Aziz Industry Arbitrator Claimants were represented by Leslie Nixon, Esq. of the law firm of Nixon

NATIONAL ASSOCIATION OF SECURITIES DEALERS INC In the Matter of the Arbitration Between Manju Ahuja Claimant AWARD vs. Olde Discount Corporation John Perry Respondents #90-01385 CASE SUMMARY - Claimant alleges that she purchased shares of General Nutrition Corp or July 20, 1989. She states that she tried to rectify the fact that a checJ- for insufficient funds was tendered for the purchase by contacting her broke: and having the

AWAED NASD Dispute Resolution, Inc. In the Matter of the Arbitration JBetween Name of Claimants Isaac H. Zacharia, Maryann Zaclharia, and J. Michael Suarez, M.D. and 01-00669 Scottsdale, Arizona Name of Respondents Advest, Inc. Richard B. Day REPRESENTATION OF PARTIES Isaac H. Zacharia, Maiy aim Zacharia, and J. Michael Suarez, M.D. ("Claimants") were represented by Robert D. Mitchell, Esq., of Mitchell Law Offices, P.C., and Martin R. G

N.A.S.D* AWARD Arbitration NrtoneJ Association ol _ SecurtUe* DMtor*, Inc. NATIONAL ASSOCIATION OF SECURITIES DEALERS One East Broward Boulevard Suite 1000 _ Ft. Uuderdale, Florida 33301 In the Matter of the Arbitration Between t 305 * 522-7391 Angelo J. and Roda Piciullo 90-01381 (ttneofBejgpon^ntfs) PaineHebber, Inc. Jeffrey H. Rosa Heard before the Arbitrator: Michael R. Casey, Esq. Public CASE suMorcr This claim w

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ) ) Name of Claimant; s) ) ) Richard J. and Carolyn Ann Scioscia ) ) Case No. 90-01380 Nams of Respondent^ si ) ) Merrill Lynch Pierce Fenner & Smith Inc ) Henry Tritsch ) Heard before the members of the Arbitration Panel: Robert Herschtnann p Esq. Public Anthony S. Paetro, Esq. Industry Harry Polansky Public Claiman

AEASO N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Wilbur & Miriam Reinfeld vs. Name of Respondents Conceptual Financial Advisory J. Don Braden Milton Parsons Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Case # 90-01376 For Claimant: Peter J. Anderson, Esq. of Peterso

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between Name of Claimant!si Don Schiff 90-01374 Name of Respondent f s Shearson Lehman Hutton, Inc. Mark Steffan Heard before: r / dnatjr George Weiner Public Ruth Lavell Public Bonnie Moore Industry Claimant's counsel was David H. Tedder, Esq. of Pratter, Tedder and Graves. Respondents 1 counsel was John R. Loftus of Keesal, Yo

N.A.S.D. AWARD NAUCNAL ASSQdATICN OF SECURITIES DEALERS Arbitration National Association of Securities Dealers, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Florida 33301 (305) 522-7391 In the Matter of the Arbitration Between Name of Claimant (s) George H. Gage George Gage Individual Retirement Account Cigna Securities, Tnr.. Dennis G. E. Mercedes, Stearns & Associates Cigna ^dividual Financial Serv