N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the totter of the Arbitration Between Otto Kahn, M.D. Otto Kahn p M.D. Inc. Pension Trust U/A Dated 9/30/82 vs. 90-01247 Nama of ItaomitimiLfsl Bateman Eichler, Hill Richards, Inc. Monroe A. Kahn James H. Burress For Claimants: Richard L. Solomon, Esq., IDS Angeles, California For Respondent: Craig B. Jorgensen, Esq., Kindel & Anderson, los Angeles, California.

NATIONAL ASSOCIATION OF SECURITIES DEALERS r INC. In the Matter of the Arbitration Between Kim Eileen Gilbert: i Claimant / ) AWARD vs. J } NASD NO. 90-01245 Wedbush Morgan Securities, Inc. ) Gliksman Securities Corp. ) Rosemary Shannon ) and Harry Gliksman ) Respondents REPRESENTATION Claimant was represented by Michael E. Friedman, Esq., Attorney at Law. Respondent Wedbush Morgan Securities/ Inc. was represented

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 01-00655 Skakel & Skakel Design, LTD, Claimant vs. Norman Brodeur Jr., Carmine A. Sarnelli, Jon K. Lee, Thomas M. Rossi and Wexford Clearing Services Corp, Respondents. ATTORNEYS: For Claimant, Skakel & Skakel Design, LTD, appeared Brian H. Reis, Esq., For Respondent, Norman Brodeur, Jr., and Carmine A. Sarnelli appeared Marc J. Ross, Esq., Sichenzia, Ross, Friedman & Ference, LLP, New Yo

Arbitration N.A.S.D. AWARD NKTICNAL ASSOCIATION OF SECURITIES DEALERS National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 In the Matter of the Arbitration Between of Johnnie D. & Suzetta Plunkett vs Name of Case # 90-01241 TttBRD Shearson Lehman Button, Inc. Claimants, Johnnie and Suzette Plunkett, allege that Robert Mobley, a financial consultant wit

N.A.S.D. AWARD NATICNAL ASSOCIATION OF SECURITIES DEAIERS In the Matter of the Arbitration Between Gerald R. Shaw & Ann Miller Shaw Name 9QbQ123? Prudential-Bache Securities Inc. David J. Ttanpson Gerald R. and Ann Miller Shaw were represented by Mark J. Briol, Esq. of Briol & Wilrres, Minneapolis, Minnesota. Prudential-Bache Securities, Inc. and David J. Thonspon vrere represented by Edward Samson ., Esq. of Prudential-Bache Securities, Inc

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NaineofCladinants Charles & Frances Rodgers 90-01229 Name of Rasmnripnt Shearson Lebman Brothers, Xnc. N.A.S.D. .ZWAKD PUBLIC For Claimants: Brian Barbin, Esq. of Elliot, Bray & Rlley. For Respondent: Philip Murren, Esq. of Ball, Shelly, Murren & Cormell. Statement of Claim filed: May 1, 1990. daimants' Submission Agreement signed on: March 21, 1990.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between x x Southward Investments x Claimant x x CASE NO. vs. x 90-01228 x Jonathan Alan & Co., Inc. x AWARD x Respondent x x CASE SUMMARY Claimant Southward Investments alleged that it sold 40,000 shares of common stock of Quality Clothing Corp. at $.25 per share through Respondent Jonathan Alan & Co., Inc., and that despite all demands a c

Arbitration - N.A.6.U. AWftRD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Bet*reen e Qf nai Marion Tosh Name of Mark Dreimer Michael Freedman 90-01223 National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Heard before the Arbitration Panel: Name Allen Kilik, Esq. Vincent L. Leibell, Jr., Esq. Public/Industry

N.A.S.D. AWARD NKFTOffiL ASSOCIATION OF SECURITIES DERLERS In the Matter of the Arbitration Between tfoward O. Edwards 90-01222 Shearscn Lehman Huttcn, Inc. PrudGntial— Baehe fipmn'-t-itfag inc. Forrest Reeves Heard before: Name Public/Industry Janes P. McCrxxklin Riblic Arbitrator retrain B* Bcenzel Industry Arbitrator £melia F. Adams, Esq. Public Arbitrator Claimant, Howard O. Edwards, alleged that Respondents, Shearscn lehman

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantis\ Arthur Walfe, Shirley Wolfe, Elliot Wolfe, Kenneth Vfolfe and Stanley J. Marks 90-01221 \ ^ \ Name of Respondents) to Boenning & Scattergcod, Inc. Harold F. Scattergcod, Jr. V . . In a claim filed with the National Association of Securities Dealers, Inc. ("NASD") on or about April 30, 1990, Arthur Wolfe, Shirley Wolf