Award NASD Dispute Resolution In the Matter of the Arbitration Between: Fidelity Brokerage Service, LLC (Claimant) vs. Atilla Demiray (Respondent) Case Number: 05-05766 Hearing Site: New York, New York Nature of the Dispute: Member vs. Customer REPRESENTATION OF PARTIES Claimant Fidelity Brokerage Service, LLC ("Fidelity") hereinafter referred to as * "Claimant": Laurence K. Richmond, Esq., Law Office of Laurence K. Richmond, Quincy, Massachusetts.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-05744 Fidelity Brokerage Services, LLC, (Claimant) vs. Marco S. Raine, (Respondent) ATTORNEYS: For Claimant appeared Laurence K. Richmond, Esq., of the firm Laurence K. Richmond & Associates, P.C., Quincy, MA. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Customer DATE FILED: November 8, 2005 CASE SUMMARY: Claimant alleged that Respondent

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Barbara Shopkora, (Claimant) vs. Republic New York Securities Corp., Martin Hovance, and Philip S. Dobkin, (Respondents) Case Number: 01-00627 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Barbara Shopkorn, hereinafter referred to as " Claimant", appeared pro se. Respondents, Republic New York Securities Corp. ("Republic"), Martin Hovance ("Hovance")

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE kESOLUTION CASE: 05-05743 Fidelity Brokerage Service, LLC, (Claimant) vs. Lindell Williams, (Respondent) ATTORNEYS: i For Claimant appeared Laurence K. Richmond, Esq., of the firm Laurence K. Richmond & Associates, P.C., Quincy, MA. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member vs. Customer DATE FILED: November 8, 2005 CASE SUMMARY: Claimant alleged that Re

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-05708 Niyukt"Nik"Bhasin Names of the Respondents Hearing Site: Birmingham, Alabama Aura Financial Services Inc. Hurt Linthicum Timothy Gautney Laura Gautney Black Nature of the Dispute: Associated Person vs. Member and Associated Person. REPRESENTATION OF PARTIES For Niyukt "Nik" Bhasin, hereinafter referred to as "Clai

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-05702 Westpark Capital, Inc., (Claimant) vs. Ronald Louis Bronson, (Respondent) ATTORNEYS: For Claimant appeared in-house counsel Anthony C. Pintsopoulos, Los Angeles, CA. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: November 8, 2005 CASE SUMMARY: Claimant alleged that Respondent breached a contract by failing t

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-05701 Westpark Capital, Inc., (Claimant) vs. Stephen Andrew Comeau, (Respondent) ATTORNEYS: For Claimant appeared in-house counsel Anthony C. Pintsopoulos, Esq., Los Angeles, CA. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: November 8, 2005 CASE SUMMARY: Claimant alleged that Respondent breached a contract b

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Bane of America Investment Services, Inc., Claimant v. Dermot J. Durnin, Respondent Case Number: 05-05695 Hearing Site: San Francisco, California Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES For Claimant: Diane C. Fischer Kane & Fischer, Ltd. Chicago, Illinois For Respondent: Dermot J. Durnin San Francisco, California CASE INFORMATION

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Bane of America Investment Services, Inc., Claimant v. Ryan A. Hudson, Respondent Case Number: 05-05694 Hearing Site: Portland, Oregon Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant: Ron Kane, Esq. Diane Fischer, Esq. Kane & Fischer, Ltd. Chicago, Illinois For Respondent: Respondent did not appear CASE INFORMATION Statem

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-05686 ' * ' - Granite Associates, Inc., (Claimant) vs. Romnie Eduardo Rolon, (Respondent) ATTORNEYS: ~ For Claimant appeared Eugene L. Small, Esq., of the firm Alonso, Andalkar & Kahn, P.C., New York, NY. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: October 29, 2005 CASE SUMMARY: Claimant alleged that Respon