Award NASD Dispute Resolution In the Matter of the Arbitration Between: 1 Nan-ip nf foe ("llm'mnnt ("luge Nnmher' 04-08230 Morgan Stanley DW, Inc. ftg nfthe Respondents Hem-ing Site! Nashville, Tennessee Wachovia Securities, LLC Steven W. Glasgow Kim A. Richardson Nature of the Dispute: Member vs. Member and Associated Persons. RFPUFSFNTATTON OF PAPTTF.S Claimant, Morgan Stanley DW, Inc., hereinafter referred to as "Claimant", was repres

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-08227 Morgan Keegan & Co., Inc. Name of the Respondent Hearing Site: Atlanta, Georgia James H. Harris, in Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Morgan Keegan & Co., Inc., hereinafter referred to as "Claimant": Shea O'Brien Hicks, Vice President, Associate Attorney, Morgan Keegan & Co., Inc., Me

Award iSfASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-08226 Olin B, Barnes Names of the Respondents ; Hearing Site: Birmingham, Alabama Allmerica Financial Life Insurance and Annuity Company VeraVest Investments, Inc. Stephen Parker Tony Wood Kim DeProspero Mike DeProspero FundQuest Corporation Nature of the Dispute: Associated Person vs. Member, Non-Member and Associated Perso

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Daniel L. Cossette Living Trust, Daniel L. Cossette Trust, Daniel L. Cossette, Donna L. Cossette Living Trust, Donna & Daniel Cossett Tenants in Common, Claimants v. Citigroup Global Markets, Inc., and Carl R. Johnsen, Respondents Case Number: 04-08219 Hearing Site: Portland, Oregon Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Cl

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Donald Langelier Lorraine Langelier Names of the Respondents Securities Service Network, Inc. Jerome C. Kelter Case Number: 04-08207 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Donald Langelier and Lorraine Langelier, hereinafter collectively re

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Albert D. Weber and Respondents H&R Block Financial Advisors, Inc., and Michael Albrecht Case Number: 04-08199 Hearing Site: Southfield, Michigan NATURE OF DISPUTE Customer v. Member and Associated Person REPRESENTATION OF PARTIES Albert D. Weber ("Claimant") was represented'by Anthony .V. Jrogan, Jr., Esq. and Lysa Postula-Stein, Esq.,-Law .Offic

NASD DISPUTE RESOLUTION STIPULATED AWARD NASD DISPUTE RESOLUTION CASE: 04-08192 Prudential Equity Group, LLC and Duane R. Raybum (Claimants) v. Shelley Muffley (Respondent) ATTORNEYS: For Claimants Prudential Equity Group, Inc. and Duane R. Rayburn (collectively "Claimants") appeared Douglas R. Jennings, Esq., of the firm Carlile Patchen & Murphy, LLP, Columbus, OH. For Respondent Shelley Muffley ("Respondent") appeared Thomas L. Adgate, Esq., Akron

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-08188 Joseph Bonacci (Claimant) v. First Hudson Financial Group, Inc., National Securities Corp., and Brian Galicki (Respondents) ATTORNEYS: Claimant Joseph Bonacci ("Claimant") appeared pro se, Slingerlands, NY. For Respondent First Hudson Financial Group, Inc. appeared Michael Simon, First Hudson Financial Group, Inc., New York, NY. For Respondent National Securities Corp. appeared And

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert Ehrenspeck, Ronald Kilbride, Joseph Digiso, and Joseph Sangiorgio, (Claimants) vs. Dean Petkanas, Briarwood Investment Counsel, Frank Fackovec, Michael Kooyman, Thomas Mangione, Wintrade, Inc., and Roy Bouchier, (Respondents) Case Number: 01-00374 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants Robert Ehrenspeck ("Ehrenspeck"), Ronald Kilbride ("Kilbride"

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Apryl A. Thompson, Claimant v. Centaurus Financial, Inc., Respondent Case Number: 04-08184 Hearing Site: Los Angeles, California Nature of the Dispute: Associated Person v. Member REPRESENTATION OF PARTIES For Claimant: Michael White, Esq. Kelegian White & Reed LLP Los Angeles, California For Respondent: Dave Lenny, Esq. Law Office of Dave Lenny Glendale, California