Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Allison Blair Kumble Hilary Alexandra Rumble-Freeman Names of the Respondents Daniel F. Keisman Myrna Keisman Case Number: 04-08136 Hearing Site: Boca Raton, Florida Nature of the Dispute: Associated Person vs. Customer. REPRESENTATION OF PARTIES For Allison Blair Kumble and Hilary Alexandra Kumble-Freeman, hereinafter collective

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Plflimanf ragpTsTnrnhfir- 04-08 1 33 Willie E.Climer Edward D, Jones & Co. and Greg Pharris H ftar *ns Site.- Dallas, Texas Public Customer v. Member Firm and Associated Person OF PTTFS Claimant Willie E. Climer, hereinafter referred to as "Claimant": Appeared pro se. Respondents Edward D. Jones & Co. ("Jones") and Greg Pharris ("Pharris"), hereinafter collec

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Charles J. Woelfel & Colette Woelfel nf the Respondent Bear, Stearns & Co., Inc. Case Number- 04-08132 Hearing Site- Raleigh, North Carolina Nature of the Dispute: Customers vs. Member. i KF,PKF,SJTT,NTATTON OF PARTIES * Claimants, Charles J. Woelfel and Colette Woelfel, hereinafter collectively referred to as "Claimants", were represented

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Salvatore L. Genualdo, IRA, Mary S. Genualdo, IRA, and Salvatore L. and Mary S. Genualdo (Claimants) vs. Commonwealth Financial Network a/k/a Commonwealth Equity Services, Inc. and Nicholas Giacoumakis (Respondents) Case Number: 04-08120 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Salva

r • Award NASD Dispute Resolution In the Matter of the Arbitration Between: Devora Tilson, Individually and as Co-Guardian of the Property Management of Jack Tilson (Claimants) v. Thomas R. Kershner, Kennerman Associates, Inc., and Wachovia Securities, Inc. [as Successor-in-Interest to First Union Securities, Inc. and First Albany Corp.] (Respondents) Case Number: 04-08119 Hearing Site: New York City, New York Nature of the Dispute: Customers v. Member,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard L. Gennaro and Carol M. Gennaro (Claimants) v. Quick & Reilly, Inc., Bane of America Investment Services, Inc., Bank of America and Daniel J. McDonald (Respondents) Case Number: 04-08118 Hearing Site: Newark, New Jersey Nature of the Dispute: Customers v. Members, Non-Member, and Associated Person. REPRESENTATION OF PARTIES r Claimants Richard L. Gennaro ("R.G

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Wilbanks Securities, Inc. and Case Number: 04-08112 Hearing Site: Oklahoma City, Oklahoma Name of Respondent Donald Ray McFariand NATURE OF DISPUTE Member Firm v. Associated Person REPRESENTATION OF PARTIES Wilbanks Securities, Inc. ("Wilbanks" or "Claimant") was represented by Stephen A. Zrenda, Jr., Esq., Oklahoma City, Oklahoma. Donald Ray

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Evelyn Smiles, Claimant v. A.G. Edwards & Sons, Inc., Respondent Case Number: 04-08110 Hearing Site: Los Angeles, California _. —-Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant: Paul W. Thomas, Esq. Law Offices of Paul W. Thomas & Associates Carlsbad, California For Respondent: Michael Naccarato, Esq. A.G. Edwards & Sons, Inc. St

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wexford Clearing Services Corporation and Prudential Securities, Inc., (Claimants) vs. Madison Capital Markets Corporation and Larry Zelin, (Respondents) Case Number: 01-00372 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Wexford Clearing Services Corporation ("Wexford") and Prudential Securities, Inc. ("Prudential")* hereinafter collectively referred to as "

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Kaye Strickland-Perez Names of the Respondents Stephen Williams Raymond James Financial Services, Inc. Edward Jones and Company American Skandia Marketing, Inc. Case Number: 04-08106 Hearing Site: Birmingham, Alabama Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kaye Strickland-Perez ("Str