Award NASD Dispute Resolution In the Matter of the Arbitration Between:' Elizabeth Appel and Victor Goncharoff, Jr., JTWROS, Claimants v. Merrill Lynch, Pierce, Fenner & Smith, Incorporated, Respondent i Case Number: 04-07585 Hearing Site: Seattle, Washington Nature of the Dispute: Customers v. Member REPRESENTATION OF PARTIES i For Claimants Elizabeth Appel and Victor Goncharoff, Jr., JTWROS: Elizabeth Appel Victor Goncharoff, Jr. P

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard LeBranti and Dennis Doble (Claimants) v. Stephen M. Foustoukos (Respondent) Case Number: 04-07584 Hearing Site: Boston, Massachusetts Nature of the Dispute: Associated Persons v. Associated Person REPRESENTATION OF PARTIES Claimants Richard LeBranti ("LeBranti") and Dennis Doble ("Doble"), hereinafter collectively referred to as "Claimants": Thomas G. Nicholson, Esq., Finner

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Clyde J. and Marvelyn J. Cornell and Names of Respondents Landenburg Thalman & Co., Inc. and Gene Sal Cicero Case Number: 04-07583 Hearing Site: Milwaukee, Wisconsin NATURE OF DISPUTE Customers v. Member Firm and Associated Person REPRESENTATION OF PARTIES Clyde J. and Marvelyn J. Cornell ("Claimants") were represented by George Burnett, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jean Yannick Liatis (Claimant) vs. Oddo Securities Corporation and Philippe F. Oddo (Respondents) Case Number: 04-07571 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Jean Yannick Liatis hereinafter referred to as "Claimant": Kevin T. Hoffman, Esq., Law Offices of Kevin T. Hoffman, Gre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: i i Names nf thft f!1ainiflnts David K.C. Cooper and Amy Lee Cooper rase Number 04-07570 Names nf the Respondents UBS Financial Services, Inc., Mark Province, Marie Sutton Christopher D. Dickens. Hearing Sire- Pittsburgh, PA Nature of the Dispute: Customers vs. Member and Associated Persons. RKPRF.SKNTAT1ON OF PAttTTFS Claimants, David K.C. Cooper and Amy

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Harry Cole Yarbrough Name of the Respondent Citigroup Global Markets, Inc., d/b/a Smith Barney Brian Fitzgerald Case Number: 04-07567 Hearing Site: Atlanta, Georgia Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Harry Cole Yarbrough, hereinafter referred to as "Claimant": G. Michael Smith, Esq.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimant Jay Gadberry Name of the Respondents Morgan Stanley Dean Witter, Inc. Dean Witter Reynolds, Inc. Case Number: 04-07566 Hearing Site: Little Rock, Arkansas Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Jay Gadberry, hereinafter referred to as "Claimant": Michael R. Johns, Esq., Dover, Dixon, Home, PLLC, Li

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf thp riaimantQ Pasp Number- 04-07564 Franklin D. and Bonnie C. Johnson JTWROS Name nf ttif T?p!Rpr>nHent Hearing Site- Memphis, Tennessee Sterne, Agee & Leach, Inc. Nature of the Dispute: Customers vs. Member. RFPRF.SF.NTATION OF PARTTF.S Claimants, Franklin D. and Bonnie C. Johnson JTWROS, hereinafter collectively referred to as "Claimants", represented themselves i

Award N.ASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joseph E. Camardese, Jr., (Claimant) vs. The Boston Group and Robert A. Diminico, (Respondents) Nimiher- 01-00341 Hearing Site- Washington, D.C. OF PAPTTVS Claimant, Joseph E. Camardese, Jr., hereinafter referred to as "Claimant", represented himself Respondents, The Boston Group ("TBG") and Robert A. Diminico ("Diminico"), hereinafter collectively referred to as "Respond

* - . • . • • Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant CasgLNiimber! 04-07558 Helen M. Christodoulos nf the Respondent^ TTpjin'Tig Site- Pittaburg, Pennsylvania UBS Financial Services tic. Stephen Bickley Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PAKTTRS Claimant Helen M. Christodoulos, hereinafter referred to as "Claimant", was represented by Scott