Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Maybetty B. Calvo Priscilla Calvo Jose Vasquez Names nf the Respondent Max International Broker/Dealer Corp. David Scott Isolano Danny Dean Giraldo Case Number: 04-05547 Hearing Site- Philadelphia, Pennsylvania Nature of the Dispute: Customer vs. Member and Associated Persons. REPRESENTATION OF PARTTF.S Claimants Maybetty B. Calvo (

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant James H. Sutton and Names of Respondents Morgan Stanley DW, Inc., and Mark J. Braunger Case Number: 04-05545 Hearing Site: Omaha, Nebraska NATURE OF DISPUTE Customer v. Member and Associated Person REPRESENTATION OF PARTIES James H. Sutton ("Sutton" or "Claimant") was represented by Brenton D. Soderstrum, Esq., Brown, Winick, Graves, Gross

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nflm* n f *h ft naima^tfi rgg^TJnmhfr 01-00242 Marion L. Zorn; Skylark Vending Profit Sharing Trust; James H. and Judy Dryja; Ellen G. Yaeger; and Rudolf A. and Hildegard A. Heinrich nf fhp "Rpgpn^Hp.f]^ H ff flP n s S-ifft- Indianapolis, Indiana Prentice Securities Inc.; Louis M. Kornman; and Timothy D. Morales Claimants Marion L.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morris Gad and Fran Gad (Claimants) v. Brad Parker (Respondent) Case Number: 04-05542 Hearing Site: New York, New York Nature of the Dispute: Customers v. Associated Person. REPRESENTATION OF PARTIES Claimants Morris Gad ("M. Gad") and Fran Gad ("F. Gad") hereinafter collectively referred to as "Claimants": Benjamin Lapin, Stock Market Recovery Consultants, Inc., Brooklyn, NY. P

AWARD NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Nextrade, Inc. (Claimant) v. International Securities Corp., Donald & Company Securities, Inc., Auerbach Pollack & Richardson, Inc., F-l Trading.com, GMST World Markets, Inc. and Rumson Capital LLC (Respondents) Case Number: 04-05531 SITUS: Tampa, Florida. NATURE OF DISPUTE: Member v. Member REPRESENTATION OF PARTIES For Nextrade, Inc., hereinafter referred to as "Claimant"

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Joseph Ford Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Gregg A. Marks Dominic K. Tomeo Case Number: 04-05526 Hearing Site: Philadelphia, PA Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Joseph Ford "Claimant", was represented by Steven Janove, Esq., Ced

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paul & Linda Forney and Paul Forney IRA (Claimants) v. Edward D. Jones & Co. and James T. Hershman (Respondents) Case Number: 04-05525 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Paul Forney and Linda Forney (" Forney") and Paul Forney IRA ("Forney IRA") hereinafter collectively referred to as

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants John Sharp lunette Sharp Name of the Respondent Asset Management Securities Corp. Case Number: 04-05521 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For John Sharp and Junette Sharp, hereinafter collectively referred to as "Claimants": Jeffrey Erez, Esq. and Jeffrey R. So

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Christine Jennings, Claimant v. Morgan Stanley DW Inc. and Eric P. Krawitt, Respondents Case Number: 04-05513 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Christine Jennings In Propria Persona Hermosa Beach, California For Respondent: Christine A. Pham, Esq. Morgan Stanley DW

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Morgan Wilshire Securities, Inc. (Claimant) vs. Vanguard Capital, Gregory Serras, Brian Zaid, Alexys McKenzie, Joseph Ragozzino, John Kayantas, Dimitry Metelkin, Steve Feratovic, Anthony Donaruma, Joquinn Sadler, and Constantine Floropoulos (Respondents) Case Number: 04-05511 Hearing Site: New York, New York Nature of the Dispute: Member vs. Member and Associated Persons. REPRESENTA