Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04609 Ruth L. Gillingham Names of the Respondents Hearing Site: Boca Raton, Florida Lawrence L. Miller Michael J. Miller, CPA Miller Financial Group, LLC Medallion Investment Services, Inc. Nature of the Dispute: Customer vs. Member, Non-member and Associated Person. REPRESENTATION OF PARTIES For Ruth L. Gillingham, hereinafter re

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Gaimant Ruth L. Gillingham Names of the Respondents Lawrence L. Miller Michael J. Miller, CPA Miller Financial Group, LLC Medallion Investment Services, Inc. Case Number: 04-04609 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member, Non-member and Associated Person. REPRESENTATION OF PARTIES For Ruth L. Gillingham,

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants Jamie S. Botts and Philip S. Gellott and 00-00584 Kansas City, Missouri Name of Respondents Corporate Network Brokerage Services, Inc. Brian T. Hague Douglas P. Richardson REPRESENTATION OF PARTIES Jamie S. Botts and Philip S. Gellott ("Claimants") were represented by Spencer Fane Britt & Browne, LLP, Kansas City, Missouri. Corporate Ne

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Roger and Ann F. Sullivan Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 04-04608 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Roger and Ann F. Sullivan, hereinafter collectively referred t

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Harvey Abraham Charlotte Abraham Names of the Respondents Morgan Stanley DW, Inc. Jay Cohen A. G. Edwards & Sons, Inc. Case Number: 04-04602 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Harvey Abraham and Charlotte Abraham, hereinafter collectively refe

NASD DISPUTE RESOLUTION AWARD - Single Arbitrator Paper Only Case NASD DISPUTE RESOLUTION CASE: 04-04600 Todd E. Schneider, CLAIMANT v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, RESPONDENTS ATTORNEYS: For Claimant, Todd E. Schneider, appeared Douglas H. Glicken, Esquire, of Law Office of Douglas H. Glicken, P.A., Orlando, FL, and James Richard Hooper, Esquire, of the firm Hooper and Weiss, LLC, Orlando, FL. Fo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Anthony F. Salerno and Tony Salerno (Claimants) v. Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., (Respondent) Case Number: 04-04595 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member Firm REPRESENTATION OF PARTIES Claimants Anthony F. Salerno and Tony Salerno hereinafter referred to as "Claimants": Stephen David Murakami, Esq., Hooper

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sharon Hyman (Claimant) vs. Citigroup Global Markets, Inc. f/k/a/ Salomon Smith Barney, Inc. and Samuel Goldenberg (Respondents) Case Number: 04-04590 Hearing Site: Newark, New Jersey Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Sharon Hyman hereinafter referred to as ("Claimant"): ChadN. Cagan, Esq., Sonnenblick, Parker & Selvers, F

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04589 Sheldon W. Tannenbaum, Claimant v. U.S. Clearing, Spencer-Winston Securities Corp., and Abe Meisner, Respondents ATTORNEYS: Claimant Sheldon W. Tannenbaum ("Claimant") appeared pro se, Brooklyn, NY. For Respondent U.S. Clearing appeared Charles Siegel, Esq., in-house counsel, U.S. Clearing, New York, NY. For Respondent Spencer-Winston Securities Corp. appeared Oscar Echman, Spencer

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Felix R. Park, Jr. and Case Number: 04-04583 Hearing Site: Oklahoma City, Oklahoma Name of Respondent A.G. Edwards & Sons, Inc. NATURE OF DISPUTE Associated Person v. Member Firm REPRESENTATION OF PARTIES Felix R. Park, Jr. ("Claimant") was represented by Rodney J. Heggy, Esq., Federman & Sherwood, Oklahoma City, Oklahoma. A.G. Edwards & Sons,