i STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Salim Farida, Suhair Farida, Lori Farida Living Trust, and Mary Yousif and Respondents Prudential Equity Group, LLC, Frank J. Albano, and Sandy M. Farida Case Number: 04-04582 Hearing Site: Detroit, Michigan NATURE OF CASE Customers v. Member and Associated Persons REPRESENTATION OF PARTiES Salim Farida, Suhair Farida, Lori F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Hank Greenberg Names of the Respondents Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Case Number: 04-04572 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Hank Greenberg, hereinafter referred to as "Claimant": Douglas H. Glicken,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant: Muriel Siebert & Co., Inc. Case No: 01-187 Name of Respondent: Robert Frankl Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Muriel Siebert & Co., Inc. ("MSC"), hereinafter referred to as "Claimant": Michael S. Press, Esq., New York, New York. For Robert Frankl ("Frankl"), hereinafter referred to as "Respondent": Marc S. Dobin,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04571 Esther Pappo TTEE FBO Esther Pappo Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Esther Pappo TTEE FBO Esther Pappo, hereinafter referred as "Cl

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Melvin Tannenbaum, Dolores Tannenbaum and Michelle Forte JTWROS, Melvin Tannenbaum Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 04-04568 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04567 Mary M. Hoffman and John E. Hoffman JTWROS Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Mary M. Hoffman and John E. Hoffman JTWROS, here

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04566 Claude Wilkerson Zoweader Wilkerson Names of the Respondents Hearing Site: Birmingham, Alabama Merrill Lynch, Pierce, Fenner & Smith, Inc. William W. Grooms Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Claude Wilkerson and Zoweader Wilkerson, hereinafter collectively refer

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04563 Edwin C. Weber Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATTON OF PARTIES For Edwin C. Weber, hereinafter referred as "Claimant": Douglas H. Glicken, Esq., Douglas H.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04546 Dr. J. Shue Hamman Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Dr. J. Shue Hamman, hereinafter referred to as "Claimant": Douglas H. Glicken, Esq.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04545 Don Jeter Names of the Respondents Hearing Site: Orlando, Florida Advest, Inc. Malcolm J. Berko Roy Phillip H. Akers Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Don Jeter, hereinafter referred to as "Claimant": David B. Ferebee, P. A., Jacksonville, Florida, William