Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dmitry Kardonski (Claimant) v. Wachovia Securities LLC, Theodore Gelier, and Liberty Life Assurance Company of Boston (Respondents) Case Number: 04-04526 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member, Non-Member, and Associated Person. REPRESENTATION OF PARTIES Claimant, Dmitry Kardonski, ("Kardonski") hereinafter referred to as "Claimant": Cir

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Wachovia Securities, LLC and Case Number: 04-04522 Hearing Site: Troy, Michigan Respondent Richard Bonesteel NATURE OF DISPUTE Member v. Associated Person REPRESENTATION OF PARTIES Wachovia Securities, LLC ("Claimant") was represented by Douglas Callaway, Esq., Wachovia Securities, LLC, Richmond, Virginia. Richard Bonesteel ("Respondent") did not appe

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alice Adjmi (Claimant) v. Citigroup Global Markets, Inc. #k/a Salomon Smith Barney, Inc. (Respondent) Case Number: 04-04520 Hearing Site: Newark, New Jersey Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant Alice Adjmi hereinafter referred to as "Claimant": Ryan McCabe, Esq., Ackerman Link Sartory, West Palm Beach, FL. Respondent Citigroup Global

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Adam Hannah, Claimant Vs. Case Number: 01-00182 J.P. Turner & Company, L.L.C., and Anthony J. Pisani, Sr., Respondents. Hearing Site: Louisville, Kentucky REPRESENTATION OF PARTIES Claimant Adam Hannah ("Claimant") was represented by A. Daniel Woska, Esquire, of Woska & Hasbrook, P.L.L.C., Oklahoma City, Oklahoma. Respondents J.P. Turner & Company, L.L.C. C'J.P.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thp HI aim ant Page Number 04-04510 Arthur MfEanet ; nffhft R espnndents Haaring Site 1 Baltimore, Maryland Citigroup Global Markets, Inc. fik/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. RFPRFSKKTTATTON OF PARTTFS Claimant Arthur M. Eanet hereinafter referred to as "Claimant", was represen

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04509 Raymond, James & Associates, Inc., Claimant v. Cliff Hardesty, Respondent ATTORNEYS: Claimant, Raymond, James & Associates, Inc., ("Claimant") appeared through in-house counsel, Leslie A. Reese, Esq., St. Petersburg, FL. Respondent, Cliff Hardesty, ("Respondent") did not file a Statement of Answer in this matter. NATURE OF DISPUTE: Member v. Associated Person. DATE FILED: June 25,

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Charles M. and Anita Hill and Names of Respondents ABN AMRO Financial Services, Inc., William Mark Buchband, and LaSalle Financial Services, Inc. Case Number: 04-04507 Hearing Site: Chicago, Illinois NATURE OF DISPUTE Customers v. Member Firm, Associated Person and Non-Member REPRESENTATION OF PARTIES Charles M. and Anita Hill ("Claimant

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04495 Richard D. Teichgraeber and Viki I. Teichgraeber, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimants Richard D. Teichgraeber and Viki I. Teichgraeber (collectively "Claimants") appeared Robert Blanchard, Esq., of the firm Levin, Papantonio, Thomas, Mitchell, Echsner & Proctor, P.A., Pensacola, FL, and J

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04481 Wachovia Securities, LLC Name of the Respondent Hearing Site: Orlando, Florida Kenneth Moyer Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Wachovia Securities, LLC, hereinafter referred to as "Claimant": Jonathan Levine, Esq., Law Office of Daniel S. Fiore, Arlington, Virginia. Kenneth Moyer,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04443 Thomas J. and Emelia Weidner Names nf the Respondents Hearing Site: Philadelphia, PA Securities America, Inc. David Biffen Nature of the Dispute: Customers vs. Member and Associated Person KF.PRFSKIVTATTON OF PARTIES Claimants, Thomas J. and Emelia Weidner, hereinafter collectively referred to as "Claimants", were represented