Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Lonnie F. Newsome, IRA Name of the Respondent Wachovia Securities, LLC, f/k/a First Union Securities, Inc. Case Number: 04-03343 Hearing Site: Orlando, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Lonnie F. Newsome, IRA, hereinafter referred to as "Claimant": Adam S. Doner, Esq., Gordon & Doner, P.A., Palm

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-03337 Wachovia Securities, LLC Name of the Respondent Hearing Site: Tampa, Florida Andrew Finder Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Wachovia Securities, LLC, hereinafter referred to as "Claimant": Jonathan E. Levine, Esq., Law Office of Daniel S. Fiore, Arlington, Virginia. Andrew Finder

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-03332 Linda K. Dressel Names of the Respondents Hearing Site: New Orleans, LA Edward D. Jones & Co., L.P. JohnD. Fraser Nature of the Dispute: Customer vs. Member and Associated Person, REPRESENTATION OF PARTIES For Claimant Linda K. Dressel ("Dressel"), hereinafter referred to as "Claimant": George J. Forest, Jr. and Craig Little, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: William R. Kranz and Margaret R. Kranz (Claimants) v. Securities Service Network, Inc., Alexander Chase Company, A. CH. Securities, Inc., David Svete, and Edmund B. Pearson (Respondents) Case Number: 04-03324 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customers vs. Members and Associated Persons. REPRESENTATION OF PARTIES Claimant William R. Kranz ("W. Kranz") and Marg

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ryan Beck & Co., Inc. (Claimant) v. Steven Souhrada (Respondent) Case Number: 04-03320 Hearing Site: Newark, New Jersey Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES •» Claimant Ryan Beck & Co., Inc., hereinafter referred to as "Claimant": David W. Schmidt, Esq., Lubiner & Schmidt, Cranford, NJ. Respondent Steven Souhrada hereinafter referred t

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-03317 Darryl L. Morrow, Claimant v. Foliofh Investments, Inc., Respondent ATTORNEYS: Claimant Darryl L. Morrow ("Claimant") appeared pro se, C Company, 16 l Engineer Battalion, Unit 92889 APO AE. For Respondent Foliofh Investments ("Respondent") appeared George D. Wilson, Vienna, VA. NATURE OF DISPUTE: Customer vs Member. DATE FILED: April 22, 2004. CASE SUMMARY: Claimant all

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nelson Bunker Hunt, (Claimant) v. Gilford Securities, Inc., Otis Bradley, and Steven Fisher, (Respondents) Case Number: 04-03316 Hearing Site: Dallas, TX REPRESENTATION OF PARTIES Claimant, Nelson Bunker Hunt ("Hunt"), hereinafter referred to as "Claimant": Richard A. Sayles, Esq., and Will Snyder, Esq., Sayles & Werbner, Dallas, TX. Respondents, Gilford Securities, I

Award NASD Dispute Resolution In the Matter of the Arbitration Between: g nf the riaimants Case Number: 04-03314 John and Margaret Rolph, Leonhardt M. Scheuermann, John C. Gilbert IRA, Linda Leitschuh IRA, Linda Leitschuh as Personal Representative of the Estate of Robert Leitschuh, Helen B. and Stephen L. Saradin, John Edward Shea, Sheila Braniff Siford IRA Names nf the RpspnnHents Hearing Site: Baltimore, Maryland First Union Securities, Inc.,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: James Guardino, (Claimant) vs. Prudential Securities, Inc. and Eric L. Diamond, (Respondents) Case Number: 01-00086 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, James Guardino, hereinafter referred to as "Claimant": Lawrence Mahon, Esq., and Scott F. Guardino, Esq., Mahon, Mahon & Kerins, LLP, Garden City, NY. Respondents, Prudential Securities, Inc. ("

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-03313 Robert A. Payne, Rollover IRA Names of the Respondents Hearing Site: Atlanta, Georgia A.G. Edwards & Sons, Inc. Lee Dudley Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Robert A. Payne, Rollover IRA, hereinafter referred to as "Claimant": Edward J. Dovin, Esq., Gard Smiley Bishop