AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Bernard Feldman, individually and on behalf of the Feldman Family Trust and Myrna Feldman and 04-01914 Phoenix, Arizona Name of Respondents Fidelity Brokerage Services LLC Steven David Biedermann Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION QF PARTIES Bernard Feldman, individually and on behalf of the Feldman

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the f!l aim ants David I. H. Park Juhnie Y. Park Park Family Dentistry Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Douglas Hornberger Anthony Cuomo Jeffrey Lane Case Number 04-01911 Hearing Sifo- Raleigh, North Carolina Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claim

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: "Name nf the Claimants ' ' Gary L. Everhart Diane Everhart nf the T?ftspf>nfff»nt< ; Merrill Lynch Pierce Fenner & Smith, Inc. Robert M. Green, Jr. Robert L. Dickson Case Number- 04-01910 Hearing Site- Charlotte, North Carolina Nature of the Dispute: Customers vs. Member and Associated Persons RFPRFSFKTATTON DF PARTTFS Claimants Gary L. and Diane Ev

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kenneth G. Gilliland, IRA, Claimant v. Merrill Lynch, Pierce, Fenner & Smith Incorporated and Patricia A. Reno, Respondents Case Number: 04-01908 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider Investors Arbitration Specialists San Diego, California For Responde

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-01904 Glenn White Nancie White Names of the Respondents Hearing Site: Tampa, Florida Morgan Stanley Dean Witter Bruce Baird Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Glenn White and Nancie White, hereinafter collectively referred to as "Claimants": Jack W. Merritt,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-01900 David B. Skowronski, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant David B. Skowronski, ("Claimant"), appeared Marshall P. Richer, Esq., Finkelstein & Partners, Albany, NY. For Respondents, Citigroup Global Markets, Inc f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, ("Respondents"), appea

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-0189S Ronald F. Crow and Janice T. Crow (Claimants) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. (Respondent) ATTORNEYS: For Claimants Ronald F. Crow and Janice T, Qow (collectively "Claimants") appeared Kathleen P. Toolan, -Esq. and Win, Jemison Mims, Jr., Esq., Levin, Papautonio, Thomas, Mitchell, Echsner & Proctor, P.A., Pensacola, FL. For Respondent Merrill Lynch, Pierce, Fenner &

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Louis W. Caprio, Jr. and Stephen R. Madow, (Claimants) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc., (Respondent) Case Number: 00-05751 Hearing Site: Boston, Massachusetts REPRESENTATION OF PARTIES Claimants, Louis W. Caprio, Jr. ("Caprio") and Stephen R. Madow ("Madow"), hereinafter collectively referred to as "Claimants": Michael A. Collora, Esq., Dwyer & Collora, LLP, Bost

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John P. Tilling (Claimant) v. S.W. Bach & Company (Respondent) Case Number: 04-01896 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant John P. Tilling hereinafter referred to as "Claimant": Daniel J. Brooks, Esq., Schnader Harrison Segal & Lewis, LLP, New York, NY. Respondent S.W. Bach & Company hereinafter referred t

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Nicholas G. Nicholas Gus N. Nicholas The George N. Nicholas Trust The Constantine N. Nicholas Trust Diane Landis Hoenig Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. John Sauickie Case Number: 04-01895 Hearing Site: Pittsburgh, Pennsylvania Nature of the Dispute: Customers vs. Member and Associated Pers