Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant George F. Hunter Name of the Respondent A.G. Edwards & Sons, Inc. Case Number: 04-00807 Hearing Site: New Orleans, LA Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For George F. Hunter, hereinafter referred to as "Claimant": George W. Healy, IV, Esq., George W. Healy, IV & Associates, Gulfport, MS. For A.G. Edwards & S

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-00798 Cherri R. Kelly, and Cheiri R. Kelly c/f Skylar Destini Kelly, Claimants v. Charles Schwab & Co., Inc., Respondent ATTORNEYS: For Claimants Cherri R. Kelly, and Cherri R. Kelly c/f Skylar Destini Kelly ("Claimants") appeared pro se, Brighton, IL; previously appeared Mark C. Goldenberg, Esq., of the firm Goldenberg, Miller, Heller & Antognoli, P.C., Edwardsville, IL. For Respondent

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-00795 Kovack Securities, Inc., Claimant v. James H. Miller, Respondent. ATTORNEYS: Claimant, Kovack Securities, Inc., ("Claimant"), appeared through their in-house counsel, Brian J. Kovack, Esq., Fort Lauderdale, FL. Respondent, James H. Miller, ("Respondent"), did not submit a response to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person. DATE FILED: February 9,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-00792 Pamela F. Joseph Names of the Respondents Hearing Site: Orlando, Florida Morgan Stanley, f/k/a Morgan Stanley Dean Witter Anthony Scibelli Nature of the Dispute: Customer vs. Member and Associated Person. 1,1 REPRESENTATION OF PARTIES For Pamela F. Joseph, hereinafter referred to as "Claimant": Robert Dyer, Esq., Allen, Dyer, Do

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants North Georgia Radiation Therapy, P.A. Money Purchase Pension Plan, Kenneth Haile, Jr., Trustee Kenneth Haile, Jr. Case No. 00-05615 Names of Respondents D.H. Blab: & Company Jeffrey Triana Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Kenneth Haile, Jr. and North Georgia Radiation Therapy, P.A. Money Purchase

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-00786 Robert H. Hood Jackie Sue Welch Hood Names nf the Respondents Hearing Site: Raleigh, NC Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Timothy L. Rauwald Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimants., Robert H. Hood and Jackie Sue Welch H

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the ClaimRnt Birgitta I. Reese Names of the Respondents PNC Investments William E. Walenda David Deblasio Case Number 04-00783 Hearing Site: Philadelphia, Pennsylvania Nature of the Dispute: Customer vs. Member and Associated Persons. OF PARTIES Claimant, Birgitta I. Reese ("Reese"), hereinafter referred to as "Claimant", was represented by Douglas R.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-00781 Betty J. Colston Names of the Respondents Hearing Site: Tampa, Florida Morgan Stanley DW, Inc. Clarence William Snyder III Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Betty J. Colston, hereinafter referred to as "Claimant": James H. Burgess, Jr., Esq. and Douglas J. Harrell, Es

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Case Number: 04-00778 Hearing Site: Houston, Texas Names of Respondents Darren A. Driggers and Joseph B. Downey NATURE OF DISPUTE Member Firm v. Associated Persons REPRESENTATION OF PARTIES Morgan Keegan & Company, Inc. ("Claimant") was represented by Shea O'Brien Hicks, Esq., Morgan Keegan & Company, Inc., Memphis, Tennessee. Darren A. Drigge

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant RBC Dain Rauscher, Inc. Case Number: 04-00776 v. Hearing Site: Houston, Texas Name of Respondent David R. Schnitzer NATURE OF CASE Member Firm v. Associated Person REPRESENTATION OF PARTIES RBC Dain Rauscher, Inc. ("Claimant") was represented by Jonathan M. Harris, Esq., Sandra S. Smalley, Esq., and Christopher A. Grgurich, Esq., Lindq