AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Anne F. Dechant, individually and as Trustee of the Anne F. Dechant Trust v. 04-00230 Denver, Colorado Respondents Wells Fargo Investments, LLC and Judith Ann Stevens Nature of Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES Anne F. Dechant, individually and as Trustee of the Anne F. Dechant Trust ("Claimants") were repre

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-00229 Randall Hough Names of the Respondents Hearing Site: Atlanta, Georgia Thomas R. Hartley Fran B. Hartley Nature of the Dispute: Associated Person vs. Customer. REPRESENTATION OF PARTIES For Randall Hough, hereinafter referred to as "Claimant": R. Scott Tewes, Esq., Tewes Law Group, LLC, Duluth, Georgia. For Thomas

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Denise M. Addicks as Successor Trustee of The 1999 Demaret Family Trust, Claimant v. Citicorp Investment Services f7k/a Cal Fed Investments and Carlos G. Macias, Respondents Case Number: 04-00228 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Edward W. Russey, III, Esq. Law

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nirrnhpr* 00-05565 Angelo Salcedo Melvin Gary Carolyn Clough Frieda D. Joyce P! nf the* RpgpnnHfMitrThirH-Parfy Plaimanf Hearing Site' Washington, DC Capital Brokerage Corporation nf thp. Third-Part William J. Guy Candace A. Bloodsworth PARTTFS Claimants, Angelo Salcedo ("Salcedo"), Melvin Gary ("Gary"), Carolyn Clough ("Clough") and Frieda D. Joyce ("Joy

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Bonnie H. Jaffe, Claimant v. Phillip D. Biffle and Edward D. Jones & Co., L.P., Respondents Case Number: 00-00557 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Bonnie H. Jaffe In Pro Per Los Angeles, California For Respondents: Lisa A. Nielsen, Esq. Greensfelder, Hemker & Gale, P.C. St. Louis, Missouri CASE INFORMATION Statem

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joseph A. Rydings, Claimant v. Donald J. Kellen and Bear Stearns & Company, Inc., Respondents Case Number: 00-00066 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Jospeh A. Rydings In Pro Per Redondo Beach, California For Respondents: Michael M. Gless, Esq. Keesal, Young, & Logan Long Beach, California CASE INFORMATION Sta

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Emilio A. Grugnale (Claimant) v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Michael Higgins (Respondents) Case Number: 04-00224 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Emilio A. Grugnale ("Grugnale") hereinafter referred to as "Claimant": Sheldon H. Gopstein, Es

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Anita Delia Camera (Claimant) v. Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. and Joseph M. Linta (Respondents) Case Number: 04-00222 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Anita Delia Camera ("Delia Camera") hereinafter referred to as "Claimant": David R. Schaefer, E

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Christopher Glauch and Melissa Glauch v. 04-00210 Denver, Colorado Respondents Merrill Lynch Pierce Fenner & Smith, Inc., Carl Hoover and Scott Thisted Nature of Dispute: Customers v. Member and Associated Persons REPRESENTATION OF PARTIES Christopher Glauch and Melissa Glauch ("Claimants") were represented by Chad P. Hemmat, Esq., of Anderson

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Herbert H. Warman (Claimant) v. Citicorp Investment Services and Lee Korn (Respondents) Case Number: 04-00201 Hearing Site: New York, New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Herbert H. Warman ("Warman") hereinafter referred to as "Claimant" appeared pro se. Respondents Citicorp Investment Services ("CIS") a