Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Raymond James & Associates, Inc., (Claimant) vs. J.C. Bradford & Co., Don T. Burrows, Jr. ahd Ken Fenson, (Respondents). Case Number: 99-04400 Hearing Site: Houston, Texas REPRESENTATION! QF PARTIES Claimant, Raymond James & Associates, Inc., hereinafter referred to as "Claimant": Shepherd D. Tate, Esq. and Christopher G. Lazanni, Esq., Tate, Lazarini & Bebll, PLC, Memphis, Tennes

Award NASD Dispute Resolution In the Matter of the Arbitration Between: of tV ripiTnaTrfg Pagp TMnmhpr- 00-05490 RolfTragbar Gloria Tragbar Name of t^ p^prm^pptg ffp^rirg ftitfv Philadelphia, PA Marshall Myers First Union Securities, Inc. OF Claimants, Rolf and Gloria Tragbar, hereinafter collectively referred to as "Claimants": Richard E. Miller, Esq., Braverman Kadkey & Caprara, Philadelphia, Pennsylvania. Respondent Marshall Myers ("M

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: John R. and B. Dian Biddle, Claimants vs. Diversified Capital Markets, a Division of Michael Patterson, Inc., and William L Johnston, Respondents. Case Number 99-04392 Hearing Site: Columbus, Ohio REPRESENTATION OF PARTIES Claimants, John R. and B. Dian Biddle ("Biddle"), hereinafter referred to as "Claimants", were represented by Joseph R. Miller, Esquire, of Vorys, Sater,

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant F. Donald Ahee and 99-04389 Phoenix, Arizona Name of Respondents Quick & Reilly, Inc. Larry Gene Morton, Jr. REPRESENTATION OF PARTIES F. Donald Ahee ("Claimant") was represented by Eugene Zlaket, Esq., Tucson, Arizona. Quick & Reilly, Inc. ("Respondent Q & R") and Larry Gene Morton, Jr. ("Respondent Morton")(collectively as "Respondents") w

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Bruce Stewart and Steve Stewart, Claimants vs. Madison Capital Markets Corp., also known as Thermopylae Group, Inc., and Joseph J. Papeo, Respondents. ^)ase Number: 99-04387 Hearina Site: Columbus. Ohio REPRESENTATION OF PARTIES Claimants Bruce Stewart and Steve Stewart were represented by C. William Brownfield, Esquire, of Columbus, Ohio. Respondents Madison Capital Marke

\ Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Raymond Koren, Claimant Case Number: 99-04380 Vs. Hearing Site: Cleveland, Ohio Dalton Kent Securities Group, Inc., Coleman and Company Securities, Inc., and Andrew J. Fernholz, Respondents. REPRESENTATION OF PARTIES Claimant/Counter-Respondent, Raymond Koren ("Koren"), was represented by Roger W. VanDeusen, Esquire, of Chattman, Gaines & Stern, Cleve

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Kathleen M. Rector v. Joseph Scott Hayner and Everen Securities, Inc. Case Number: 99-04365 Hearing Site: Dallas, Texas REPRESENTATION OF PARTIES Claimant, Kathleen M. Rector ("Rector"), hereinafter referred to as ''Claimant": Braden W. Sparks, Esq., Law Office of Braden W. Sparks, Dallas, Texas. Respondent, Everen Securities, Inc. (''Everen") hereinafter referred to as "R

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Superior Paper & Plastic and Mourice Penhasian, Claimants v. 1 st Cleveland Securities Corp., David Kauffman and John Hartman, Respondents Case Number: 99-04361 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants Superior Paper & Plastic and Mourice Penhasian: For Respondent 1 st Cleveland Securities Corporation and John Ha

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Barbara Milton (Claimant) vs. The Golden Lender Financial Group, Inc., Aron Bronstein, Tomer M. Yuzary, and Amir A. Yuzary (Respondents) Case Number: 99-04360 Hearing Site: Albuquerque, New Mexico REPRESENTATION OF PARTIES Claimant Barbara Milton ("Milton"): Richard M. Gelb, Gelb & Gelb, LLP, Boston, Massachusetts Respondent Golden Lender Financial Group, Inc. a/k/a J.P. Gibbons &

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between } Names of Claimants Charles and Michelle Levin Case No. 99-04359 Names of Respondents Josephthal & Co., Inc. Adam Kenneth Stern Timothy Andrew Craig William Robley Ebert, Jr. REPRESENTATION OF PARTIES For Charles and Michelle Levin, hereinafter collectively referred to as "Claimants": Darren C. Blum, Esq., Hollywood, FL. For Josephthal &