N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Joan Eaton 95-03452 Name of Respondent Paulson Investment Company Inc. REPRESENTATION For Claimant, W, Andrew Clayton, Jr., Esq., of The Clayton Law Firm, P.A., Sarasota, FL. For Respondent, Keith A. Ketterling, Esq. of Stoll Stoll Berne Lokting & Shlachter P.C., Portland, OR. CASE INFORMATION Statement of Claim filed J

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Name of Claimants Hansraj and Kusuni Ashar Case No. 95-03450 Name of Respondents Berkeley Securities Corporation and Frank Ragusa CASE SUMMARY In a claim filed with the National Association of Securities Dealers Regulation, Inc. ("NASD Regulation") on July 17, 1995, Claimants Hansraj and Kusum Ashar ("Claimants"), who were

AWARD NASD Regulation, Inc. Office of Dispute Resolution- Inthe Matter of the Arbitration Between William Kohler Claimant, v. No. 95-03441 South Richmond Securities, Inc. and John T McMahon Respondents. REPRESENTATION OF PARTIES Claimant William Kohier ("Claimant' 1 ) was represented by Jeffrey D. Kangas, Esq. of Livonia, Michigan. Respondent John T. McMahon ("McMahon") was represented by David Crystal, II, Esq. of Gilbride,

JUN. 1.1993 8:02AM NASD REGULATION FL N0.249 P.11 N.A.S.D, AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between James D. and Anne E, Belt 95-03439 Charles JL Varoekc, Jr. J. Gregory & Company, Inc. Nicholas Salerno For Claimants: Richard Graner, Esq. of the Law Offices of Groner, Schieb & Currie, Sarasota, FL. For Respondent Charles R. Varaeke, Jr.: William Kline, Esq., Sara&ota, FL. For Responden

Award NASD In the Matter 01 tne Arbitration between: Names of the Claimants Case Number: 00-05310 Arturo E. and Joanna M. De Matheu Names of the Respondents Hearing Site: Boca Raton, Florida Daniel Techera R. Cabezas R.K. Grace & Company John D. Kaweske Marc L. Abramson REPRESENTATION OF PARTIES For Arturo E. and Joanna M. De Matheu ("De Matheu"), hereinafter referred to as "Claimants": Robert B. Macaulay, Esq., Mitrani, Rynor, Adams

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Robert Palumbo 95-03437 Name of Respondent Fidelity Investments Institutional Services CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 13, 1995 Claimant Robert Palumbo ("Claimant"), who appeared Pro Se, alleged that he held account #117-281-220 with Respondent Fidelity Investment

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claimant Murray H. Levine 95-03434 Name of Respondents Daniel M, Porush Paul J. Greco Stratton Oakmont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July IS, 1995, Claimant Murray H. Levine ("Claimant"), who appeared Pro Se, alleged that Respondent Stratton Oakmont, Inc; ("SOI"), thr

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Patrick Arella Claimant, v. No, 95-03430 South Richmond Securities, Inc. and John T. McMahon Respondents* REPRESENTATION OF PARTIES Claimant Patrick Arella ("Claimant") was represented by Jeffrey D. Kangas, Esq. of Livonia, Michigan. Respondent-John T. McMahon ("McMahon 11 ) was represented by David Crystal, n, Esq. of Gilbride,

AWARD N.A.S.D. Regulation, Iricf. Office of Dispute Resolution. In the Matter of the Arbitration Between frlame of Claimants Clarence and Gloria Hebert (Joint Account and IRA), and Hebert Bros. Dodge, Inc. and Case Number: 95-03428 Name of Respondent Dean Witter Reynolds, Inc. REPRESENTATTQN OF PARTIES Claimants Clarence and Gloria Hebert (Joint Account and IRA) and Hebert Bros. Dodge, Inc. ("Claimants") were represented by James E. Stov

N.A.S.D. AWARD NATIONAL, ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant GKN Securities Corp. *n(0 v. 9503427 6 National Association of Securities Dealer?. ?-x:. Name of Respondent ^ .**/ Peter Siamas All Rights Reserved REPRESENTATION For Claimant, GKN Securities Corp., appeared Katherine Nathan, Esq., General Counsel for GKN Securities Corp., located in New York, New York Respondent, Pete