N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Pro Tech Industries, Inc. and Gregory J. Halpern, Claimants No. 91-03978 consolidated with v. Blunt Ellis & Loewi, Robert Veenendaal, Prudential Securities, Incorporated, and Robert Sayre, Respondents REPRESENTATION OF PARTIES For Claimants Pro Tech Industries, Inc. and Gregory J. Halpern ("Claimants"): Paul Sussman Esq., Ch

N.A.S.D. AWARD NATIONAL ASSOdAnCN OF SECURITIES DEAIERS In the Matter of the Arbitration Between of Claimant £&rabelle P. Van Alaburg 91-03995 of Waddell & Reed, Inc. Norman Seim Marcia Kennerly For daimnt: Marabelle P. Van Alsburg was represented by Elizabeth A. Jaffe, Esq. and Mel E. Yost, Esq. of Scheuer & Yost, P.C., located in Santa Fe, New Mexico. For Respondents: M^M^II & Reed, Inc. and Nanoan Seim were represented by Rodn

IUBLJC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES OEALERS In the Manner of the Arbitration Between Jeanette Robbins 91-03993 Name of Respondents Dean Witter Reynolds, Inc. William A. Perry REPRESENTATION For Claimant Jeanette Robbins: Robert Cohen, Esq. of Law Offices of Robert Cohen. For Respondents Dean Witter Reynolds, Inc. and William A. Perry: Edward W. LarJcin, Esq. in-house counsel for Dean Witter Reynolds, Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant^ Eugene & Florence Hennings Case No. 91-03992 Name of Resoondent(s) Shearson Lehman Mutton, Inc. REPRESENTATION For Claimants, Eugene & Florence Hennings ("Hennings"): Daniel Anker, Esq. of Kohrman, Jackson & Krantz. For Respondent, Shearson Lehman Brothers, Inc. ("Shearson"): Bradley J. Schram, Esq. of Hertz, Schram & Sare

Arbft ration N.A.S.D. AWARD :v NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Maureen Coupland Name of Respondents Dean Witter Reynolds Inc. Martin Q. Moll, Jr. National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 91-03990 For Claimant: Prank R. Manfrebo, Esq. of Counsel to Sutton, DeLeeu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants') Leah C. Evans Case No. 91-03988 Name of Responftent(s) Hampton Securities, Inc. Comprehensive Capital Corporation Jerome P. Calaway Henry Bazaite, ffi George Kevorkian REPRESENTATION For Claimant, Leah C. Evans ("Evans"): Marina Shank-Klein, Esq. of Marina Shank-Klein, P.A. For Respondents, Comprehensive Capi

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-05298 M.L. Stern & Co., LLC, claimant vs. Yoel Bess, respondent. ATTORNEYS: For Claimant appeared in-house counsel, James D. Portman, Esq., Beverly Hills, CA. Respondent Yoel Bess did not respond to the Statement of Claim. DATE FILED: November 30, 2000. CASE SUMMARY: Claimant alleged that on the day of his voluntary termination of employment, respondent received a sum for commissio

PUBLIC NATIONAL ASSOCIATION CF SECURITIES DEALERS, INC. CASE #91-03986 AWARD In che Matter of the Arbitration Between James & Lynn Chang, JT Ten Claimants vs. Barrett Day Securities, Inc. David Berger Manny Peit Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 17, 1991, Claimants James & Lynn Chang who appeared Pro Se, alleged that on September 10, 1991 Respon

PUBLIC NATIONAL ASSOCIATION CF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Lucille Stein, TTEE Lucille Stein Trust u/a/d 6/23/88 vs . The G.M.S. Group, Inc. Jerome Solomon Respondents Claimant CASE #91-03985 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 17, 1991, Claimant Lucille Stein, TTEE, who appeared Pro Se, alleged that Respondents The

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James Calger No. 91-03983 Name of Respondent Oppenheimer & Co., Inc. * **" REPRESENTATION OP PARTIES For Claimant: Richard N. Kessler, Esq., Chicago, Illinois. For Respondent: M. David Hyman, Esq., Ridgewood, New Jersey. CASE INFORMATION Statement of Claim filed: December 16, 1991. Claimants' Submission Agreement signed