N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Pearl S. Lawrence & Johnny W. Williamson CASE #91-03623 Consolidated with Name of Respondents The Robinson Humphrey Co. R. A. McCord, III R, P. Sheridan, Jr. REPRESENTATION For Claimants Pearl S. Lawrence & Johnny W. Williamson: Edward W. Killorin, Esq. and Clifford Altekruse, Esq. of Killorin & Killorin and Charle

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Pearl S. Lawrence & Johnny W. Williamson Consolidated with #91-03624 Name of Respondents The Robinson Humphrey Co. R. A. McCord, III R. P. Sheridan, Jr. REPRESENTATION For Claimants Pearl S. Lawrence & Johnny W. Williamson: Edward W. Killorin, Esq. and Clifford Altefcruse, Esq. of Killorin & Killorin and Charles Ha

N.A.S.D. AMAKD Arbitration __ __g) ____ ___ - National Association of NATICNAL ASSOCIATION OF SECORITIES DEALERS Securities DMtore, Inc. _ _ . One East Broward Boulevard In the Matter of the Arbitration Between Suite 1000 Ft. LauderdaJe, Florida 33301 n^— .-a» 005) 522-7391 White House, Inc. et al. 91-03619 Name of P* ua T v " gv fcnt(s) PaineWebber, inc. William Kane Timothy J. Terry For Claimant, Ihe White H

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Stanley Blacker 91-03618 Name of Respondent John Fasano REPRESENTATION For Claimant, Stanley Blacker ("Blacker"): pro se. For Respondent, John Fasano ("Fasano"): Herbert M. Jacobi, Esq. CASE INFORMATION Statement of Claim filed on January 7, 1992. Claimant's Submission Agreement signed on November 12, 1991. Statemen

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between William F. Dane Claimant vs. Edward D. Jones & Co, William Clement Respondents CASE #91-03611 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 15, 1991, Claimant, William F. Dane, who appeared Pro Se, alleged that on May 29, 1991 Respondent William Clement, a registered representative

AWARD-NASD In the Matter of the Arbitration Between: Claimant William M. Persons v. Respondent Morgan Stanley Dean Witter and Randall Chinn Case Number: 00-05272 Hearing Site: Houston, Texas REPRESENTATION OF PARTIES Claimant William M. Persons hereinafter referred to as "Claimant," was represented by Frank V. Ghiselli, Esq., located in Houston, Texas. Respondents Morgan Stanley Dean Witter ("Morgan Stanley") and Randall Chinn ("Mr. Chinn") here

'C i ^ NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03608 AWARD In the Matter of the Arbitration Between Merrill Lynch, Pierce, Fenner & Smith, Inc. Claimant vs. Clint Campbell Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 15, 1991, Claimant, Merrill Lynch, Pierce, Fenner & Smith, Inc. by and through their outside counsel, Gregory A, Pierce, Esq., o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Harold Dupre 91-03606 Name of Respondent Collins J. Roussel CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 15, 1991, Claimant Harold Dupre, who appeared pro se, alleged that Respondent Collins J. Roussel, formally with Blinder Robinson & Co. Inc. failed to follow his instruct

N.A.S.D. AWARD NATICNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ) ) Namp of Claimant (s) ) =sa==B=B=a=== ^ ) Etana and Gary DeSarro ) ) ) da* No. 91-03588 ) Name of Invest Financial Corp. For Claimants, anna and Gary DeSarro ("DeSarro") : pro se. For Respondent, Invest Financial Corporation ("Invest"): Eugene B. Harper, Esq. of Invest. OMSB Statement of Halm filed: November 14, 1991.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ^ PUBLIC. Dmitry Vernik Claimant CASK #91-03585 vs. AWARD Bear Stearns & Co., Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 13, 1991, Claimant, Dmitry VernikT who appeared Pro Se, alleged that Respondent, Bear Stearns & Co., Inc., through it's broker, Jack Belikoff, used high