NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE:00-05222 Raymond Bonilla, claimant vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Victoria C. Fine, respondents. ATTORNEYS: For Claimant appeared Chandra Parker Doucette, Esq. of the Investors' Law Center, P.A., Boca Raton, FL. For Respondents appeared Steven C. Cunningham, Esq., in-house counsel, New York, NY. DATE FILED: November 24, 2000 CASE SUMMARY: Claimant alleged that

N.A.S.D. AWARD NATIONAL ASSOCLATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between IfemeofClaimant: Anne Maria Sant'Angelo 91-02082 Name of Respondents; Wealth Builders Equity Corp. Integrated Resources Equity Corporation Tne Financial Planning Store/ Inc. William Ross For Claimant: Alan Sant'Angelo/ Esq. of Sant'Angelo & Trope. For Respondents Vtealth Builders Equity Corporation ("Wealth Builders"), Financial Plannin

N.A.S.D. AWARD ASSOCIATION OF SECOR1CT2S DEALERS the Matter of the Arbitration Between Mams of Michael and Sedishe Dezf ouli vs. NASD #91-02079 Name of Rasnrmripnts Shearscn t^Hnan Brothers, Inc. Gilbert Van Voorden Gene Vactor Ed Erictaman For Claimant: Leonard Steiner, Esq., of Steiner & Libo, Beverly Hills, California For Respondents: Terry Ross, Esq., of Keesal , Young & Logan, Long Beach, California. Statement of Claim f

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Warren D. Bromberg Claimant vs. Paragon Capital Corporation William Kelly Respondents CASE #91-02073 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 3, 1991, Claimant, Warren D. Bromberg, who appeared Pro Se r alleged that on January 4, 1990, Respondent William Kelly, a registered

Arbitration N.A.S.D. AWARD NATICNAL ASSOCTftTICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alvin L. Tignor 91-02072 of Respondent National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 Sovran Investment Corporation KKFKK3jaCLflJ.-J.Cir For Claimant Alvin L. Tignor ("Claimant") : James F. Pascal, a sole pra

Arbitration NATICKRL ASSOCIATION OF SBCORITIES DEALERS In the Matter of the Arbitration Between NmneofQaiinant Sydney Kdbler 91-02065 Name oi National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX {212) 858-4389 For Claimants Antbony J. Hem/ Esq. For Respondent Brian MaCarty: Brian McCarty represented For Bffflpopdent Bailey, Martin and Appel: John Stoffere Stat

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Walter L. Morris and 91-02064 Name of Respondents William Sheppard and " *" Lynette Larue Claimant was represented by Russell K. Bean, Esq. of Krys, Boyle, Golz, Reich & Freedman, Denver, Colorado. Respondents William Sheppard and Lynette Larue did not appear at the hearing. CASE INFORMATION The Statement of C

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Charles M. Thorp, m. 91-02062 Name of Respondents Bear Stearns & Company Harry Eugene Hile, HE. Howel Evans Steven A. Urcia REPRESENTATION For Claimant Charles M. Thorp, ffl ("Claimant") appeared Joel A. Goodman, Esq. of the law firm of Goodman & Nekvasil, P.A. located in Safety Harbor, Florida. For Respondents

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. iH ^ * K In rhe Matter of the Arbitration Between " tjl - - * '* Name of Claimants Eldon P. Howard and Therese A* Howard and 91-02057 Name of Respondents Larry Malan Chatterley, Consolidated Investment Services, Inc. f/k/a Interfinancial Securities a/k/a Interfinancial Services f/k/a Innovative Financial Services, Mary Kersey-Hood, William Hood, and VSR F

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, In the Matter of the Arbitration Between Everett and Emma Johns Claimant vs. PaineWebber Incorporated Kevin C. Maddox Respondents CASE #91-02055 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 2, 1991, Claimants, Everett and Emma Johns, who appeared Pro Se, alleged that in September 1989 they transferred their account from Merri