Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert R, Greenough and Karen Joan Greenough, (Claimants) vs. Solid ISG Capital Markets, LLC and Ronald G. Richer, (Respondents) Case Number: 00-05212 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants Robert R. Greenough ("Mr. Greenough") and Karen Joan Greenough ("Mrs. Greenough"), hereinafter collectively referred to as "Claimants": John J. Phelan, IE, Esq., PC,

08/15/02 THU 08:13 FAX NASD REGULATION i)002 STIPULATED AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Angelo and Lauren Buttazznni and 99-04705 Detroit, Michigan OLDE Discount Corporation, and Joseph Drew Sheeran RFPRFfiFNTATinN QF PARTiFS Angelo and Lauren Buttazzoni ("Claimants") were represented by Mark L. Kowalsky, Esq., Hertz, Schram & Saretsky, P.C., Bloomfield Hills, Michigan. H&R Block Financial Adv

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Kathryn Judith Koch Case No. 99-04703 Names of Respondents James C. Taylor Southern Financial Group, Inc. REPRESENTATION OF PARTIES Kathryn Judith Koch, hereinafter referred to as "Claimant", appeared pro se. For Respondent Southern Financial Group, Inc. ("SFG"): Russell L. Forkey, Esq., Ft. Lauderdale, FL. Respondent James C, Taylor ("Taylo

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Al Monjazeb, Claimant v. National Securities Corporation, Jody Balmer and Garrick Gowing, Respondents Case Number: 99-04697 Hearing Site: Seattle, WA REPRESENTATION OF PARTIES For Claimant: G. Michael Zeno, Jr., Esq. DAVIDSON, CZEISLER, KILPATRIC & ZENO, P.S. Kirkland, WA For Respondents: Patrick L. Hinton, Esq. HINTON & ROTH Seattle, WA CASE

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Alisos Credit Union, Claimant v. Morgan Grant Capital Corp., Respondent Case Number: 99-04693 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: R. Jeffrey More, Esq. Coleman, Rhine & Goodwin LLP New York, New York For Respondent: Did Not Appear CASE INFORMATION Statement of Claim filed: October 7,1999 Claimant's Uniform Submission Ag

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-04685 Leon F. and June R. Huebner, Claimants vs. Karen Elizabeth Weisberg, Respondent ATTORNEYS: Claimants, Leon F. and .Tune R. Heubner ("Claimants"), appeared Pro Se., Lansdale, PA. Respondent, Karen Elizabeth Weisberg ("Respondent"), appeared Pro Se., Mount Laurel, NJ. DATE FILED: October 18, 1999 CASE SUMMARY: Claimant alleged Respondent was negligent, and employed deceptive pr

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Helmut and Alma Hohenleitner, (Claimants) vs. Cambridge Capital, LLC and Vincent Ribortone, (Respondents) Case Number: 99-04683 Hearing Site: New York, New York Claimants, Helmut and Alma Hohenleitner, hereinafter,collectively referred to as "Claimants": Martin L. Feinberg, Esq., Attorney At Law, New York, NY. Respondent, Cambridge Capital, LLC ("Cambridge"), did not appear at

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Raymond and Yolene Louis, (Claimants) vs. Dalton Kent Securities Group, Inc., Levant Miguel Bishop, John M. Vandy, Risa Steinberg, and Wexford Clearing Services Corp., (Respondents) Case Number: 99-04678 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Raymond and Yolene Louis, hereinafter collectively referred to as "Claimants", appeared pro se. Respo

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Jay A. Johnston (Claimant) vs. Deutsche Bank Securities, Inc. (Respondent) Case Number: 99-04677 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Jay A. Johnston, hereinafter referred to as "Claimant": Sean F. O'Shea, Esq., a sole practitioner, New York, NY. Previously represented by: Gerald B. Lefcourt, Esq., Gerald B. Lefcourt, P.C., New York, NY. Resp

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between p nf Plamant Thomas H. Buske Case No. 99-04669 Name Tradeway Securities Group, Inc. Hearing Site! Milwaukee, Wisconsin OF Claimant Thomas H. Buske ("Buske") was represented by Paul N. Young, CEO, of Securities Arbitration Group, Inc., located in Los Angeles, California. Respondent Tradeway Securities Group, Inc. ('Tradeway") was represented by Carl F. Schoeppl,