Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Ronald Allan Furst, Claimant vs. Hobbs Melville Securities Corp., Respondent Case Number: 00-05202 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Ronald Allan Furst, hereinafter referred to as "Claimant": Zevi Schizer, Esq., Schizer and Schizer, New York, NY. Respondent, Hobbs Melville Securities Corp., hereinafter referred to as "Respondent": Ja

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-04578 Joseph LaGrasse, claimant vs. Ken Mandile and Salem Securities Corp., a/k/a ITradedirect.com, respondents. ATTORNEYS: Claimant, Joseph LaGrasse ("Claimant"), appeared Pro Se., Methuen, MA. For Respondent, Kenneth Mandile ("Respondent"), appeared Michael Utilla, Esq. Brooklyn, NY. Respondent, Salem Securities Corp. a/k/a ITradedirect.com did not respond to the Statement of

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: John C. Griffith (Claimant) vs. Cantor Fitzgerald Securities (Respondent) Case Number: 99-04574 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, John C. Griffith, hereinafter referred to as "Claimant": Thomas S. Baylis, Esq., Cullen and Dykman, Garden City, NY. Respondent, Cantor Fitzgerald Securities, hereinafter referred to as "Respondent": Matthew G.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC, CASE: 99-04571 OLDE Discount Corporation, claimant vs. Gary N. Madsen, respondent. ATTORNEYS: Claimant appeared through its in-house counsel, Aaron L. Kleid, Esq., Detroit, MI. Respondent did not submit a response to the Statement of Claim. DATE FILED: October 8, 1999 CASE SUMMARY: Claimant alleged that Respondent was only entitled to receive monies for 32 shares of Cooper Companies, Inc. f

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 99-4570 Olde Discount Corporation, Claimant vs. Marjaneh Rouhani and Mersedeh Uhanna, Respondents. ATTORNEYS: Claimant, Olde Discount Corporation, ("Claimant"), appeared through its in-house counsel, Aaron L. Kleid, Detroit, MI. Respondent, Marjaneh Rouhani, ("Respondent"), did not respond to the Statement of Claim. Respondent, Mersedeh Uhanna, ("Respondent"), did not respond to the S

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 99-04569 Roy T. Williams, Trustee of the Roy T. Williams Living Trust, claimant vs. Gregory P. Roth, respondent. ATTORNEYS: Claimant appeared Pro Se through its Trustee, Roy T. Williams, Deland, FL. For Respondent appeared Delmer C. Gowing, III, P.A,, Delray Beach, FL. DATE FILED: October 8, 1999 CASE SUMMARY: Claimant alleged that he was contacted by the respondent regarding inve

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-04568 Robert F. Roth, claimant vs. Morgan Stanley Dean Witter, nka Dean Witter Reynolds, Inc., respondent ATTORNEYS: Claimant appeared Pro Se, Union, NJ, Respondent appeared through its in-house counsel, Douglas F. Stone, Esq., New York, NY. DATE FILED: October 8, 1999 CASE SUMMARY: Claimant maintained that he traded options in his account for a number of years. Claimant allege

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE:99-04564 James J. Gallagher, claimant vs. A.G. Edwards & Sons, Inc., and Colin E. Ciupek, respondents. ATTORNEYS: Claimant appeared Pro Se, Hatboro, PA. For Respondents appeared Michael Naccarato, Esq., in-house counsel, St. Louis, MO. DATE FILED: October 18, 1999 CASE SUMMARY: Claimant alleged that respondent placed his money in stocks that were unsuitable to his investment object

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant A.G. Edwards & Sons, Inc. Case No. 99-04560 Name of Respondent Aikman Oil Corporation REPRESENTATION OF PARTIES Claimant A.G. Edwards & Sons, Inc. ("AGE") was represented by M. Jane Matoesian of A.G. Edwards & Sons, Inc., located in St. Louis, Missouri. Respondent Aikman Oil Corporation ("Aikman") was represented by J. Aikman of Aikman Oil Corpo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants David A. Neuman, individually, and as Trustee of the Margot L. Maisel Rev Tr dtd 8/15/90 and as custodian for Brandon Neuman and Julie Neuman, individually, and as custodian for Brandon Neuman Names of the Respondents Shochet Securities, Inc. and Cynthia D. Franke Case Number: 99-04558 Hearing Site: Boca Raton, Florida Nature of the