NASD REGULATION. INC, AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimant Carl F. DeVivo 96-03322 Name of Respondents Robyn Jeffrey Prime Charter Ltd. REPRESENTATION Claimant Carl DeVivo ("Claimant") was represented by David E. Rabbins, Esq. of the law firm of Kaufmann, Feincr, Yamin, Giidin & Robbins LLP, New York, NY. ; ' Respondent Robyn Jeffrey ("Jeffrey") was re

AWARD NASD REGULATION, INCORPORATED OFFICE OF DISPUTE RESOLUTION In the Matter of Arbitration Between James Buskirk, Claimant, and No. 96-03313 Thomas Lonergan, Christopher Holtkamp, Peter Lucina, and Tamaron Investments, Inc., Respondents. REPRESENTATION OF PARTIES For Claimant: James Buskirk ("Buskirk") was represented pro se. For Respondents: Thomas Lonergan ("Lonergan") was represented pro se. Christopher HoJtkamp ("Holtkamp") and Pe

AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Edward De Joy v. Arbitration No. 96-03311 Name of Respondents Nationwide Securities Corporation, Ben Salmonese, Kevin Williams, and Marco Fiore REPRESENTATION For Claimant: Richard G. Richie, Esq. Inlgis, Ledbetter & Gower Los Angeles, California For Respondent Nationwide Securities Corporation: No Appearance For Re

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Rokade International, Inc., Claimant, and No. 96-03306 Legg Mason Wood Walker, Inc., Respondent. REPRESENTATION OF PARTIES Claimant Rokade International, Inc. ("Claimant") was represented by L. Jerome Stanley, Esq. of Baton Rouge, Louisiana. Respondent Legg Mason Wood Walker Inc. ("Respondent") was represented by Bruce S. Kingsdorf, Esq. of Barr

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bruce Bahula C/F Kristen Bahula 96-03304 Name of Respondents Janney Montgomery Scott Inc. William ,K Pearce CASE SUMMARY In a case filed with the National Association of Securities Dealers Regulation, Inc. on August 1. 1996, claimant Bruce Babula c/f Kristen Babula ("claimant"), who appeared Pro Se, alleged that res

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bruce E. Eabula c/f Stephen Babula 96-03303 Name of Respondents Janney Montgomery Scott Inc. William J. Pearce CASE SUMMARY In a case filed with the National Association of Securities Dealers Regulation, Inc. on August 1, 1996, claimant Bruce E. Babula c/f Stephen Babula ("claimant), who appeared Pro Se, alleged that respon

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bruce Babula and Sandra L, Babula x 96-03302 Name of Respondents Janney Montgomery Scott Inc. William J. Pearce CASE SUMMARY In a case filed with the National Association of Securities Dealers Regulation, Inc. on August 1, 1996, claimants Bruce and Sandra Babula ("claimants"), who appeared Pro Se, alleged that respondents

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Bruce E. Babula c/f Lauren K. Babula 96-03301 Name of Respondents Janney Montgomery Scott Inc. William J. Pearce CASE SUMMARY In a case filed with National Association of Securities Dealers Regulation Inc. on August 1, 1996, claimant Bruce E. Babula c/f Lauren Babula ("claimant") who appeared Pro Se,

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Founders Food & Firkins Ltd. and 00-05147 Minneapolis, Minnesota Name of Respondent Equity Securities Investments, Inc. Name of Third Party Respondents Robert Wayne Nielsen Luverne Robert Tolzmann REPRESENTATION OF PARTIES Founders Food & Firkins Ltd. ("Claimant") was represented by Jan Stuurmans, Esq., Law Offices of Jan Stuurmans, P. A

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steven Cabral 96-03300 Name of Respondent Quick and Reilly, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers Regulation, Inc. on August 1, 1996, claimant Steven Cabral ("claimant"), who appeared Pro Se, averred that he maintained a margin account #111-25514 with respondent Quick & Reilly, I