AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Craig R. Whited v. Name of Respondent Bear Stearns & Company, Inc. Arbitration No. 93-00465 REPRESENTATION For Claimant: , For Respondent: *:. : O "Vf^ ' - \^ •• •'*?'- * n Robert A. Graham, Jr.,!Bsq ^^Kfe^i^.'youiijg A Logan " liong '/Beach, California CASE INFORMATION Statement of Claim fil

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Estate of Henrietta Tucker vs. 93-00457 Name of Respondents Shearson Lehman Brothers, Inc. Bertram H. Aber REPRESENTATION For Claimant Gloria Greenhut, executrix of the Estate of Henrietta Tucker. For Respondent Shearson Lehman Brothers, Inc.: Mary E. Reisert, Esq. in-house counsel at Shearson Lehman Brothers, Inc. Res

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David and Mary Dentler 93-00456 Name of Respondents Shearson Lehman Brothers, Inc. Bradley T. Forman REPRESENTATION Claimants David and Mary Dentler ("Claimants") were represented by Mark E. Lovett, Esq. of the firm of Hartman, Underbill & Brubaker, 221 East Chestnut Street, Lancaster, PA 17602-2782. Respondents Shears

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants'! George G. Frederick 93-00453 Name of Respondentf s) Dean Witter Reynolds Inc. Kevin Kuhn CASE SUMMARY In a claim tiled with the National Association of Securities Dealers, Inc. on February 9, 1993, claimant George G. Frederick, who appeared pro se, alleged that Respondents Dean Witter Reynolds, Inc. and Kevin

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jean A. Robinson 93-00449 Name of Respondents Atlanta-One, Inc. James Lukes Craig Cunningham Brian Moore REPRESENTATION For Claimant, Jean A. Robinson ("Robinson"); Allan Fedor, Esq. of Fedor and Fedor, Largo, Florida. For Respondents, Atlanta One, Inc. ("Atlanta One"), James Lukes ("Lukes"), Craig Cunningham ("

N.A.5.D. AWARD ASSOCIATION OF 8BOTMTIB8 DB&ttU In" th« Matter of the Arbitration Between Name of Claimants John and Irene Homan 93-00447 Kane of Respondents ^•M^^^^*«w^^^^^^^^"^«"™^» Shearson Lehman Hutton and Robert A. Connell RJBPMSEOTATIO* Claimants John and Irene ("Roman") were represented at the hearing by Frederick C. Kramer, Esq. of Marco Island, Florida. / Respondents Shearson Lehman Hutton and Connell ( "Shearson "q were

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants William F. Schweiker & Karyn Schweiker 93-00446 Name of Respondents Prudential Securities, Inc. Frank Gates Denise Benedict CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 8, 1993, Claimants William F. and Karyn Schweiker, who appeared Pro Se, alleged that on August 7,

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants Stanley Crume and Frances Grume and 00-05045 Minneapolis, Minnesota Discover Brokerage Direct n/k/a Morgan Stanley Dean Witter Online, Inc. REPRESENTATION OF PARTIES Stanley Crume and Frances Crume ("Claimants") were represented by Stanley Crume. Discover Brokerage Direct n/k/a Morgan Stanley Dean Witter Online, Inc. ("Respondent") was represented

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name Janet Trowe Fauks; William K. Fauks; Janet T. Fauks Trust; William Karl Fauks Trust and W.K. Fauks, Inc. Case No. 00-00507 Prudential Securities Incorporated; Robert P. Elliott; and Billy Wayne Cobb Claimants Janet Trowe Fauks; William K. Fauks; Janet T. Fauks Trust: William Karl Fauks Trust and W.K. Fauks, Inc. were represented by Stephen A. Zrenda

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Mario Rastrelli 93-00445 Name of Respondents G K Scott & Co. Inc. Comprehensive Capital Corp. Elizabeth A. Kenney REPRESENTATION For Claimant Mario Rastrelli ("Rastrelli"): Charles E. Steinberg, Esq., Stuart, Fl. For Respondents G K Scott & Co. Inc. ("GKS"), Comprehensive Capital Corp. ("CCC"), and Elizabeth A. Kenn