Award NASD In the Matter of the Arbitration Between: Name of the Claimant JWGenesis Securities, Inc. Name of the Respondent Ricardo Blanco Fajardo Case Number: 00-04955 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For JWGenesis Securities, Inc., hereinafter referred to as "Claimant": R. Stephen Camp, Vice President and Assistant General Counsel, Wachovia Securities Financial Network, Inc., Richmond, Virginia. For Ricar

N.A.S.D. AWARD NAXICNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of John Glazik 91-01741 of Respondent (s) Michael J. Markowski Carlo Kyprios vs. Global America, Inc. For Clainant: John Glazik appeared pro se. For Respondent Michael Markowski: Richard J. Blumberg, Esq. of McLaughlin & Stern, Ballen and Eallen in New York City. For Respondent Carlo Kyprios: Philip Raible, Esq. of Squadron, Ellenof

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant(s) OWEN PYLE CASE # 91-01740 Name of Respondent (s) SHEARSON LEHMAN MUTTON, INC. REPRESENTATION For Claimant: For Respondent: Owen Pyle, Claimant P.O. Box 23069 Anchorage, KY 40223 Robert Pyle (Claimant's Son) 7802 South Cheney-Spokane Road Spokane, WA 99204 Hon. Lonnie Browne-Zangrillo Boose Casey Cikli

N.A.S.D.^ AWARD NATICNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Kevin Jenkins, Trustee of the Jenkins Family Ttust, U/D/T dated October 2, 1985 Claimant vs. Bear Stearns & Co., Inc. Kayne, Anderson & Co. AMAXZD IfflfiD -M1-01114F NASD #91-01724 CASES AND Sakarin Van Suwannukul, Trustee for SuMBnnuJail Faniily Trust VS. Bear Stearns & Co., Inc. Kacyne, Anderson & Co. For

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Kenneth O. Huntingdon, et al. 91-01723 Name of Respondents Prudential Securities Inc Arden H. Berg John A. Coilura REPRESENTATION For Claimant: Walter V. Hines. Esq. a Sole Practioner. For Respondents: Dennis J. Concilia. Esq. of Carlile Patchen & Murphy. CASE INFORMATION Statement of Claim filed: June 3, 199L

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bobbie Joe McLennon and Darleen McLennon NO. 91-01721 Name of Respondents ~-. -ap-- Dean Witter Reynolds, Inc. James M. Tallen REPRESENTATION OF PARTIES For Claimants: Sally J. Whiteside, Esq. of Lindquist & Vennum, Minneapolis, Minnesota. For Respondents: Tom Nelson, Esq. and William Hittler, Esq. of Popha

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-01717 AWARD In the Matter of the Arbitration Between Dwight S. Davis Claimant vs . J.W. Gant & Associates, Inc. Eric Vallejo Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 4, 1991, Claimant, Dwight S. Davis, who appeared Pro Se, alleged that on December 6, 1989 Respondent Eric Vallejo, a registered

N.A.S.D. AWARD NATONAL ASSOdATICH OF SECURITIES DEALHJS In the Matter of tbe Arbitration Between Gba&DOus v. NASD #91-01712 Donaldson, TaiffHn £ For Claimant: flhoiji. Reza Ghampus For Respondent: Tv^gmiAvinj. T JIBUTI & Jenrette, Statement of f^iai-m filed: June 4, 1991 Claimant's guV^iH ag^ryi A^ceeoeat siloed ons May 15, 1991 Statement of Answer filed by Respondent on: August 21, 1991 Respondents Sutndssion Agreement signed on: August 20,

N,A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Ann Heath, Peggy L. Schmidt, and Gordon C. Schmidt No. 91-01711 Name of Respondents .-. ^. Richard Stern, Trustee for the Stern Bros. Liquidating Trust, Rodman & Renshaw, Bruce Rosenbaum, Franklin Acquisition Co., and LM Consolidated Financial Corp., f/k/a Stern Bros. & Co. REPRESENTATION OF PARTIES For

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE:00-04954 Janeen Hirson, Claimant vs. Datek Online Brokerage, LLC, Respondent. ATTORNEYS: Claimant Janeen Hirson ("Claimant"), appeared Pro Se, Irvine, CA. For Respondent Datek Online Brokerage, LLC, (Respondent") appeared G. Thomas Fleming III, Esq., of the firm Jones, Bell, Abbott, Fleming, & Fitzgerald, LLP, Los Angeles, CA. DATE FILED: November 8, 2000. " ~ CASE SUMMARY: Claimant al