NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Albert A. Frankel Claimant, vs. CASE #91-01684 AWARD First Choice Securities Corporation; Lori Keating Respondents. CASE SUMMARY Claimant Albert A. Frankel, pro se, in a claim filed with the National Association of Securities Dealers, Inc. on June 3, 1991, alleged that Respondents First Choice Securities Corporation and Lori Keating misrepre

Arbitration N.A.b.U. AWARD © National Association of NATIONAL ASSOCIATION OF SECURITIES DEALERS 33 Whitehall Street In the Matter of the Arbitration Between New York, N.Y. 10004 FAX (212) 858-4389 Name of Claimants Thelma & Earl Skelton and Mary Fried 91-01678 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Barry Kornfeld John Rachlin Deborah Page For Claimants: Thelma F. Skelton represented the Claimants. For

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTIRITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Marjorie Annis Expense Account, Inc. Alyse O. Rankin Neil J. Arrigale Steve and Barbara Surrey Roger Gordon and Barbara Arrigale NASD Arbitration No. 91-01673 Name of Respondents Prudential Securities, Inc, Grant Ross Michael Zaccaro Jack Graner REPRESENTATION For Claimants: Philip H. Stillman, Esq

N.A.S.D. AWARD NATIONAL ASSOCianCN OF SBOJRITIES DEALERS In the Matter of the Azbitration Between Name Of David DeNarde Ramnna DeNarde NASD Arbitration No. 91-01668 Name of Resprmripnt Sodnan & Reosnaw, Inc. Ross Mandell Scott Lask For Claimants: Michael F. Brown, Esq., Schall, Boudreau & (Sore, Inc., San Diego, California For Respondents: Rcbert P. BxamnUc, Esq., ^^i Charles A. Valente, Esq., Althaimer & Gray, Chicago, Illin

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-01667 AWARD In the Matter of the Arbitration Between Henry Gaulton and Chariine Gaulton, JTWROS Claimants vs . Merrill Lynch, Pierce, Fenner & Smith, Inc. David Feigelman Respondents CASE SUMMARY Claimants Henry Gaulton and Chariine Gaulton, pro se f in a claim filed with the National Association of Securities Dealers, Inc. on May 30, 1991, alleged that Respondents

N.A.S.D. AWMZD NAUCMAL ASSOCEATICN OF SECDRXTIES DEALER In the Matter of the Arbitration Between of Judy and Mirle Freel, Jr. 91-01659 pf Integrated Financial Services FSC Securities Cozporaticn Richard E. Connolly Marlis Gilbert For Claimants: L1nr1ft Garofola, Esq. of Reynolds, Motl, Sherwood and Wright, Montana. FOOT Respondents Integrated, Financial Services sav^ Richard. E. Connolly: Richard E* Connolly, Jr., Esq. of Des Moi

Arbitration - National Association of Securities Dealers, Inc. One East Broward Boulevard Suite 1000 a ^ n MOVKD Ft - t-auderdale, Florida 33301 .A.S.D. AWARD (3Q5) g NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of, the Arbitration Between"" of naHm»nt(s) Ellen Curotto 91-01656 Name of Respondent(s) Cppenheimer & Co., Inc. Paul Ef ran Robert B, Hard Kenneth Sussnan Alan Holanan For Clai

Arbitration »; National Association of NATIONAL ASSOCIATION OF SECURITIES DEALERS 33 Whitehall Street In the Matter of the Arbitration Between New York, N.Y. 10004 FAX (2 12} 858-4389 Name of Claimant (s) Joseph Bazberio 91-01655 Name of Regponripnt (s) Wall Street Discount Corporation Ernst & Company For Clainant: Donal B. Barrett of Barrett & Associates ' s . For Respondent, Ernst & Company: Michael H. Du Boff , Esq. of Salon, Marr

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Orian and Jean J. Wood Claimants vs. Michael Robert Hammersmith Respondent Case #91-01652 AWARD CASE SUMMARY Claimants Orlan and Jean J. Wood, Pro Se, in a claim filed with the National Association of Securities Dealers, Inc. on May 30, 1991, alleged that Respondent Michael Robert Hammersmith misrepresented a sale to them of 125,000 shares of Fa

N.A.S.D. AWARD NATICNAL ASSOCIATION OF HHAJ U *-'•*•' ' **•* DEAIBIS In the Matter of the Arbitration Between Name of dainBnt(s) Arthur Hrytorowycla 91-01649 Martin Sands Jack Lasday For Claimant: Arthur Hryborowych appeared pro se. For Respondent Martin Sands: Gary Franklin, Esq. of Sanria Brothers, Inc. in New York City. For Respondent Jack Lasday: Eric Rein, Esq. of Schwartz Cooper Kblia & Gaynor in Chicago, Illinois. Stat