NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #90-02581 AWARD In the Matter of the Arbitration Between Ellen Wiseman Claimant vs. Gary Vincent Respondent CASE SUMMARY Pro Se Claimant Ellen Wiseman, in a claim filed with the National Association of Securities Dealers, Inc. on September 14, 1990, alleged that Respondent Gary Vincent, while a broker with Morgan, Olmstead, Kennedy and Gardner in Gresham, OR , made unsuitable

Arbitration N.A.S.D. AWARD * NATIONAL ASSOCIATION OF SECURITIES DEAI£FS National Attodattoa of Stcurttto Deeleft, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 In the Matter of the Arbitration Between Eric R. Levi 90-02577 Paragon Capital Corporation Eugene Dworkis Heard before: Name Iftirray I. Somner Public/Industry Public Arbitrator Claimant r Eric Levi ("Levi"}, was repres

N.A.S.D. IWTRWL ASStTCIffriXJN OF *MIIPMIMMH In the ifat+ffg- of Lewis v. Hodcijgpex and 90-02575 T.I.A^a. -College Itefcirenent Equities Rind. OF EMBCDS Claimant Lewis Rodriquez was represented by David HhcTrln of David & Associates, Inc., Houston, Texas. Respondent T.I.A.A.-College Retirement Equities Bund was represented by Laura Molnar, Esq. of College Retirement Equities Fund, New York, Mew York. case SCMMBHY In a Statement of Claim

Final Order NASD Dispute Resolution In the Matter of the Arbitration Between: Cannan Family Partnership, (Claimant) vs. D.E. Frey & Company, Inc. and David Bromberg, (Respondents) vs. George Cannan, Sr. (Third-Party Respondent) Case Number: 00-04884 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Canaan Family Partnership, hereinafter referred to as "Claimant": George Cannan, Sr., Partner, Cannan Family Partnership, Lakewood, NJ. Pre

NATIONAL ASSOCIATION OF SEC T JRITIES DEALERS, INC. ~r. zhe Matter of rhe Arbitratien Between lean Witter Reynolds, Inc. Claimant vs . CASE #90-02563 AWARD One Computer Corp. 3111 Norris a/k/a William Owens a/k/a Bill Owens Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on September 13, 1990, Claimant Dean Witter Reynolds, Inc . through outside counsel Trenton J . H

N.A.S.D. AHRRD NATIONAL ASSOCIATION OF SECURITIES DEAIZRS In the Matter of the Arbitration Between Name of CJ David Beckman 90-02556 R.W. Baird & Conpany, Inc. Connie Chumas and John Kanpf David Beckman was represented by Lorrie J. Franson f Esq. of Guelzow, Senteney & Franson, Ltd., Eau Claire, WI. R.W. Baird & Corpany, Inc. r Connie Chumas and John Kerapf was represented by David J. Hase, Esq. of Foley & Lardner, Milwau

NATIONAL ASSOCIATION OF .SECURITIES DEALERS, INC CASE #90-02552 AWARD In the Matter of the Arbitration Between Herbert W. & Sue W. Phillips Claimants vs. Morgan Keegan & Co., Inc. Tommy Thompson Respondents CASE SUMMARY Herbert W. and Sue W. Phillips, in a claim filed with the National Association of Securities Dealers, Inc. on September 12, 1990, alleged that Respondent and broker, Tommy Thompson, while employed at Morgan Keegan

NATIONAL ASSOCIATION OF SECURITIES DEALERS r INC. CASE f90-02550 AWARD In the Matter of the Arbitration Between Terrehans Communications, Inc. Claimant vs. Pete Lally Richard (Don) Mueller Smith Barney, Harris Upham Co., Inc. Respondents CASE SUMMARY Terrehans Communications, Inc. represented by George J. Kundrat, Esq., Westfield, NJ, in a claim filed with the National Association of Securities Dealers, Inc. on September

N.A.S.D. AWARD NftTICKAL ASSOCIfiTIQT OF SECURITIES DEALERS In the Hatter of the Arbitration Between Name of Eileen W. Truoel 90-02543 Q f ptagnonH< ant< 3) Cheney Financial Assoc. PPG Securities, Inc. Bekhor Securities Corporation WB'KBEi&BrjCRCLUJLBl For Claimant: Jacob K. Clifton, Jr., Esq. - Johnson, Clifton, Larson & Bolin, P.C. For Respcodentr T.Hnrfa cbeoey dba Cbeoey Financial Assoc. - David Dinennan, Esq. For Respo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between~~ Name of Claimants Patricia A. Kuta Tillie Kuta No. 90-02547 Name of Respondents Shearson Lehman Hutton, Inc. Ronald Schwartz REPRESENTATION OF PARTIES For Claimants: Patricia A. Kuta and Tillie Kuta appeared pro se. For Respondents: Charles A. Valente, Esq. of Altheimer & Gray. CASE INFORMATION Statement of Claim filed: April 4, 1