Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Suzanne Taracks Case No. 00-04876 Names of Respondents Stellar Investments, Inc. Trey David Mooney Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES For Suzanne Taracks, hereinafter referred to as "Claimant": Jeff Albinson, Esq., Albinson, Persante & McCormack, P.A., Clearwater, Florida. On or about May 7, 2001, Robert Persante, Esq.,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Czeslawa Biilines, as Custodian for Melissa Biilines and Angelica Billines, (Claimants) vs. Ladenburg Thalmann & Co. Inc. and Joseph Rodriguez, (Respondents) Case Number: 00-04866 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Czeslawa Billines, as Custodian for Melissa Billines and Angelica Billines, hereinafter referred to as "Claimants": William A. De

Arbitration N.A.S.D. AWARD National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall v OT7 e-v-TiT— nr- -v~ .TTTCC OF £O7u;< I..IEo Dn^ERS New York, New 'fork 10004 In the Matter of the Arbitration Between Name of Claimant Olde Discount Corporation 90-02492 Nams of Respondents Charles A. Latker Claire Latter Statement of Claim filed: September 6, 1990. Claimant's Submission Agreement signed on: August

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Vickie Mashburn Pickle Claimant vs . Olde Discount Corporation and Jerry Dye Respondents Case 190-02490 AWARD CASE SUMMARY Vickie Mashburn Pickle , in a claim filed with the National Association of Securities Dealers, Inc. on September 5, 1290, alleged that an employee of Respondent Olde Discount Corporation negligently failed to cancel a Sto

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Richard F. Bisesi, (Claimant) vs. Lawrence M. Kavanaugh, Jr., (Respondent) Case Number: 00-04863 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimant, Richard F. Bisesi, hereinafter referred to as "Claimant": Roger B. Simon, Esq., Gibson, McAskiil & Crosby, LLP, Buffalo, NY. Respondent, Lawrence M. Kavanaugh, Jr., hereinafter referred to as "Respondent": David

A/ASO N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Donald G« Pennington vs. Name of Respondents Stuart James Company, Inc. Wheat, First Securities, Inc. Bradley L. Uhlfelder Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. New York 10004 90-02489 For Claimant: Brian H. Silver, Esq.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Patricia w. Drasner and Helen M. Witty, ) as Trustees of the Helen M. Witty Trust ) ) Case No. 90-02486 ) Name of RespQTviont- ( a \ ) ) Shearson Lehman Hutton, Inc. ) Heard before the members of the Arbitration Panel: Casey W. Mills, Esq. Public Virginia Rhyne Public Roark Young Industry Claimants, Patricia W. Drasner (

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Arbitration National Aaaoclatlon of Securities Deafer*, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Florida 33301 (305) 522-7391 In the Matter of the Arbitration a of John and Sonia Lynch Mams of Respondent (s\ Dean Witter Reynolds, Inc. Larry Sheffield Heard before the Arbitrator: Arieh lc& Douer Case No. 90-02481 Public For Claimant

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Regina M. Lyons Testamentary Trust vs Name of Respondents Shearson Lehman Hutton, Inc. Edward Boznanski 90-02477 National Association of Securities Deaieti, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 For Claimant: Paul Chernis, Esq. of Silverman, Collura & Chernis, P.C, Fo

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between } ) Bateman Eichler, ) Hill Richards, Inc. ) Claimant & ) Counter- Respondent ) ) AWARD vs . ) ) NASD #90-02475 Marc J. Deutsch ) Respondent & ) Counter-Claimant ) REPRESENTATION Claimant was represented by Theodore F. Gripkey, Jr. , Esq., of Kemper Securities Group, Inc., Chicago, Illinois. Respondent represented himself. SU