NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, CASE #90-02277 AWARD In the Matter of the Arbitration Between Michael Braun Claimant vs . Maria C. Giannakos Respondent CASE SUMMARY Michael Braun, in a claim filed with the National Association of Securities Dealers, Inc. on August 17, 1990, alleged that Respondent Maria C, Giannakos did not fully inform him on the underwriter status of Robec and Cisco Systems stock and failed to

"NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #90-02271 AWARD In the Matter of the Arbitration Between Michele N. Mondieilo Claimant vs . Hasan Growney Company, Inc. Respondent CASE SUMMARY Michele N. Mondieilo, in a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1990, alleged that Respondent Hasan Growney Company, Inc. was negligent in handling her account when they failed to inform

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Solomon Freilich Claimant vs. AWARD #90-02268 Edward Harris Respondent Heard Before: Arnold Goren Public Arbitrator REPRESENTATION Claimant, Solomon Freilich ("Freilich"), was represented by Preston A. Leschins of Anzalone & Leschins. Respondent, Edward Harris ("Harris"), was not represented by counsel and Harris did not appear at the hearin

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Larry L. Hartman Claimant vs. CASE #90-02266 AWARD Cohig & Associates, Inc. Dennis Holtorf Gail L. Rovner Respondents CASE SUMMARY Larry L. Hartraan, in a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1990, alleged that Respondents were negligent when executing his sell order resulting in too many sh

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nugzar Lataria (Claimant) v. Morgan Stanley DW, Inc. and Oleg Domantovski (Respondents) Case Number: 00-04843 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Nugzar Lataria ("Lataria") hereinafter referred to as "Claimant": Robert Beers, Esq., Selden, NY. Previously represented |by: Ben Kinzler

N.A.S.D. AWARD ASSOCIATION OF SECURITIES DEALERS la the Matter of the Arbitration Between EfeonepfClaiinant Richard G. Ttonpson, M.D. 90-02265 Name of Respondent Boettcher & Gcnpany Claimant, Richard G. nxnpson, M.D. appeared Respondent, Boettcher & Gcmpany was represented by William D. Nelson, Esq. of Robinson, Waters, O'Dorisio and Rapscn of Denver, Colorado. INFOEMftTICM Statement of Claim filed: August 16, 1990. Claimant's Submis

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Marvin and Suzanne Epstein, - vs. Fidelity Brokerage Services, Inc. Between Claimants, r Respondent . X X X X x CASE NO. x 90-02261 X x AWARD x x CASE SUMMARY Claimants, Marvin and Suzanne Epstein ("Claimants"), alleged that the Respondent, Fidelity Brokerage Services, Inc. ("Respondent"}, incorrectly computed the

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Milton J. Taylor Claimant vs. First Alliance Securities, Inc. Rick Anders William Lincoln Respondents CASE #90-02260 AWARD QASE SUMMARY Milton J. Taylor, in a claim filed with the National Association of Securities Dealers, Inc. on August 1, 1990, alleged that Respondent Rick Anders, while employed at First Alliance Securities, Inc., fai

V M A C 1"\ NATIONAL ASSOCIASTCN OF SECURITIES DEALERS - - — . - — - : In the Matter of the Arbitration Between Name Qf National Association of SSSJU* Deal ?*», "J 0 ' NASD Financial Center 33 Whitehall Street New York, New York 10004 David W. and Beverly H. Selmeski vs nf 90-02259 Emanuel and Conpany Gary L. Vogt Heard before the members of the Arbitration Panel: Mama David M. Kaplan,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS^ In the Matter of the Arbitration Between j ) Name of Claimant: ( s ) ) ) Theodore Bolotin, Ind. & as Trustee ) Case No. 90-02257 Name of s Shearson Lehman Hutton, Inc. George Rosenberg Alan Gladstone For Claimant, Theodore Bolotin, Individually and as Trustee ("Bolotin"): Russell L. Forkey, Esq. of The Law Offices of Russell L. Forkey. For Respondent, Shearson Lehman