N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Jfetter of the Arbitration Between Name of riaiman1-/g) Mikki M=Clintic 90-02200 Name of Respondent.* s) Mildred Kay Kendall The Kendall Group For Claimant: H. Thomas Fehn f Esq. of Fields, Fehn and Sherwin For Respondents: Mildred Kay Kendall Statement of Claim filed: August 10, 1990. Claimant's Submission Agreement signed on: July 31, 1990. Respondent Mildred

N.A.S.D. AWARD NOTIONAL ASSOdKTlCN OF SECORITIES DEALERS In the letter of the Acbitration Between Of Marc J. Valeric vs. NASD #90-02197 Name of Resn rfflHqn ta Snearson T^»>»T»I Button, IDC. James For Claimant: Marc J. Valerio, Beverly Hills, California. For Respondents: Stacey A. Myers, Esq., of Keesal, Young & Logan, Long Beach, -Btatanent of rna-tm filed: August 10, 1590 Claimant's Submission Agreement signed: August 2, 1990

* Arbitration National Association of N.A.S.D. AWBRD Securities Dealers, Inc. NASD Financial Center NATIONAL ASSOCIATION OF SECURITIES DEALERS New York^ew'vork 10004 In the Matter of the Arbitration Between Name of riai Jonathan Kanarek 90-02193 of Respondent^ si Salomon Brothers Inc. Heard before the members of the Arbitration Panel: Name Public/ Industry Lewis Silver, Esq. Industry/Cha irman Jeffrey Steinberg Industry /Panelist

N.A.S.D AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS/ INC. In the Matter of the Arbitration Between CHARLES H. DENNIS Claimant and 90-02191 THOMAS DELANY Respondent REPRESENTATION OF PARTIES Claimant, Charles H. Dennis appeared pro se. Respondent , Thomas J. Delany failed to appear either by counsel or in person. CASE SUMMARY In a Statement of Claim filed with the National Association of Securities Dealers, Inc. ("NASD") on o

Arbitration © National Association of N.A.S.D. AWARD Securities Dealers, Inc. NASD Financial Center NATICNAL ASSOCIATION OF SKCURITIKS DEALERS FAX (21 2) 858-4389 In the Hatter of the Arbitration Between Q£ Raymond James & Associates, Inc. 90-02190 Name of Gene Jfarrotte CASE STJMMg Claimant, Raymond James & Associates, Inc. ("Claimant"), who was represented by Kevin Carreno of Raymond James & Associates, Inc. , in a claim filed

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants Glen Devore and Judy Devore and 00-04821 Kansas City, Missouri Name of Respondents Quest Capital Strategies, Inc. Pruco Securities Corporation Matthew Alan Mikesch REPRESENTATION OF PARTIES Glen Devore and Judy Devore ("Claimants") were represented by Stuart R. Berkowitz, Esq., Platke and Berkowitz, L.L.P., St. Louis, Missouri. Quest Ca

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC CASE #90-02188 AMENDED AWARD In the Matter of the Arbitration Between Murray H. and Addie Spencer Claimants vs. Jeffrey M. Chatfield Respondent On May 16, 1991 after being presented with additional information provided by Respondent Jeffrey M. Chatfield, Judge James A. Wilson, Commissioner, The Municipal Court, San Diego Judicial District, San Diego, California, recommended to the Natio

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Richard J. Kasprowicz vs. Blinder , Robinson & Co. , John Patrick Keenan Claimant Inc. and Respondents X X X X X X X X X X X X CASE NO. 90-02184 AWARD CASE SUMMARY Claimant, Richard J. Kasprowicz ("Kasprowicz"), alleged that Respondents, Blinder, Robinson & Co., Inc. ("Blinder") and John

N.A.S.D. AKARD NAHCHAL ASSOCIATION OF SUAJU1T.1J-5 DEALERS -. v , la the Matter of the Arbitration Between Qf Robert: & Mary Bestor JTMROS 90*02183 HajmeofRfisjocndents Richard Chancis Financial Clearing and Services Corp, OF Claimant Robert K^P^T appeared pro se. Respondent Richard f+mri^g flp"p ft »'*'ed pro se. The Statement o£ Claim vas filed on or about August 8, 1990. Claimant '3 Submission Agreement signed on A

NATIONAL ASSOCIATION OF SECURITIES DEALERS, T In the Matter of the Arbitration Between ) i ; Jo Ann Andrews , } William A. Peel, D.D.S. ) Claimants ) ) AWARD vs. i ) NASD *90-02180 Shearson Lehman Hutton, Inc., ) Prudential-Bache Securities, Inc. ) Respondents ) REPRESENTATION Claimant was represented by her husband James M. Andrews, Respondent Snearscn Lehman Hutton, Inc. v/as represented by'Smi A. Murphy, Esq. o