NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between/Among: ) ) VIRGIL W. and ANN G. STOKES, ) ) Claimant(s) ) vs. ) AMENDED ) AWARD WALL STREET CLEARING CO. and THE FIRST ) t|0- NATIONAL BANK OF TUSCALOOSA, ) ) Respondent(s) ) ) ) The undersigned Arbitrator files this amendment to his Award, dated November 9, 1990, to correct certain technical errors which appear in the original text.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of f \ U^i_ James C. and Betty Dunn \ 90-00823 \ ^ Name of Respondents Newhard Cook & Co., Inc. Jerry Stein For Claimants: Jay E. Sushelsky, Esq. of St. Louis, Missouri. For Respondent Newhard Cook & Co., Inc. : Terry Lister, Esq. and Joanne D. Martin, Esq. of Peper, Jfertin, Jensen, Maichei and Hetlage of St. Louis, Missouri .

N.A.S.D. AWARD ASSOCIATION OP SECURITIES DEBLHiS In the totter of the Arbitration Between Nam* nf f*1ai mantes ) Marie E. Saoooccio 90-00822 Diversified Resources, Inc. Heard before: Name Public/Industry Julian Begien, Esq. Public Arbitrator Simon Tager Public Arbitrator James Shanncn Industry CASK This matter was initiated by a Statement of Claim filed with the National Association of Securities Dealers, Inc. ("NASD") on March 1

N.A.S.D. AWARD NATICNRL ASSTCIATICN OF SECURITIES DEM£RS In the Matter of the Arbitration Between Name qf; gl a imant (s | Joy Bailey CASE#90-00821 Name of Rfflrop nr k?flti f ff ^ Judy M. Petrovich Heard before the Arbitrator: Janes R. Kennedy, Jr., Esq. CRSE SOMKT This claim was filed with the National Association of Securities Dealers, Inc. (NASD) on March 19, 1990. The hearing was conducted in Tanpa, Florida on December 1

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between William H. Everett, M.D. Claimant(s) vs. 90-00816 Adnan A. Durrani Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) William H. Everett, M.D. alleged that Respondent(s) Adnan A. Durrani misrepresented material facts as to Claimant's investment with Respondent. Respondent did not respond to the claim. RELIEF REQUESTED C

Award NASD Dispute Resolution, IncJ In the Matter of the Arbitration Between: Loren G. Yamamoto, Claimant v. Couch & Co., Inc. file/a Thomas Couch, Inc., JW Genesis Filiancial Services, Inc., Anthony Frank Giordano, Thomas McDonald Couch, Jr., and Couch & Corhpwiy.Com Holding Company, Inc., Respondents Case Number: 00-04691 Hearing Site: Honolulu, Hawaii REPRESENTATION OF PARTIES For Claimant: For Respondents Couch & Co., Inc. file/a Thomas Couc

Stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Spelman & Co., Inc., Claimant v. Braxton Grizzard, Respondent Case Number: 00-00488 Hearing Site: San Diego, California REPRESENTATION OF PARTIES For Claimant: Houston A. Goddard, Esq, Spelman & Co., Inc. San Diego, California For Respondent: Braxton Grizzard In Pro Per Honolulu, Hawaii CASE INFORMATION Statement of Claim filed: February 2, 2000

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between } ) Fred Hadaegh ; Claimant ) ) AWARD VS * ) NASD #90-00814 Baraban Securities, Inc. ) Hassan Hashamian ) Noble Financial Securities, Inc. ) Respondents } Claimant was represented by H Thomas Fehn, Esq., Fields, Fehn & Sherwin, Los Angeles, California. Respondent Hashamian represented himself. SUMMARY OF ISSUES Claimant alleged u

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name °f rilfllnBntijfti Lawrence Cofar, as Trustee of the Roy Shur Irrevocable Trust Sharon Cofar, as Trustee and Indiv. Renee Esecson, as Trustee Name of Joseph Paskowski Steve Gordon Peter Ganyard Richard Rail ) Case No. 90-00813 J Heard before the Renters of the Arbitration Panel: Arieb Leo Douer Terrence W. Grant

N.A.S.D. .-. MOTIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of ClainHnts & Millie Felcban Braoley K. Feldman Stephen Feldman Michael A. Feldman Classic Optical , Inc. Profit Sharing Trust 90-00806 Name of Respondent Marvin Zucker For Claimants ttarton & Millie Feldman, Bradley K. Feldnan, Stephen Feldraan, Michael A. Feldman and Classic Optical, Inc. Profit Sharing Trust ("Claimants"): An