: 08/19/97 TUE 15:19 FAX NASD REGULATION ® 002 AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between EdWillcox and Regina M. Willcox, Claimants and Counter-Respondents, and No. 95-01572 First oFMichigan Corporation, Inc. and Terry Stanfill, Respondents and Counter-Claimants. REPRESENTATION O^PARTPES Claimants and Counter-Respondents Ed Willcox and Regina M, Willcox ("Claimants 11 )

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Joe D. Laney 95-01570 of Respondents Barry L. Schwartz Victor H. Palma, Jr. David Berger Barrett Day Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. jm March 18, 1995, Claimant Joe D. Laney, who appeared Pro Se, alleged that Respondents Barry L. Schwartz ("Schwartz"), Victo

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Louis Kessler (Claimant/CounterRespondent) v. Suretrade, Inc., n/k/a Quick & Reilly, Inc. (Respondent/CounterClaimant) Case Number: 00-04660 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant/CounterRespondent Louis Kessler ("Claimant Kessler"); James A. McGurk, Esq. of the Law Offices of James A. McGurk located in Chicago, Illinois. Respondent/CounterC

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Oded & Yedida Rudawsky and 95-01568 Michael G. Arcus Tamaron Investments, Inc. Michael Joseph Kirby Baraban Securities, Inc. REPRESENTATION OF PARTIES Oded & Yedida Rudawsky ("Claimant") was represented by Fred S. Furst, Esq., Krys, Boyle, Golz, Reich, Freedman & Scott, Denver, Colorado. Michael G. Arcus ("Respondent"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS J.C. Shupienis, Claimant, v. No. 95-1563 Olde Discount Corporation, Respondent. REPRESENTATION OP PARTIES The Claimant, J.C. Shupienis ("Claimant") was represented by Dan Hill, Esq. of Maple Grove, MN. The Respondent Olde Discount Corporation ("Respondent"} was represented by Ina Otto, Esq. in house counsel for Respondent. CASE INFORMATION Statement of Claim was filed on or ab

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant — Roy Harvey Longuet and 95-01551 Name of Respondent Kim Bradford REPRESENTATION OF PARTIES Roy Harvey Longuet ("Claimant") appeared Pro Se'. Kim Bradford ("Respondent") was represented by John R. Loftus, Esq. of Keesal, Young & Logan located in Long Beach, CA, CASE INFORMATION The Statement of Claim was filed on or a

N.A.S.D. AWARD NATIONAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Commonwealth Associates 95-01548 Name of Respondent Stephen Dupree CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 27, 1995, Claimant, Commonwealth Associates, through its representative, David S. Richan, Esq., of Tenzer Greenblatt LLP, located in New York, NY, alleged that Respo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Mourad Bentoumi 95-01546 Name of Respondent Dennis Nuss CASE SUMMARY In a claim filed with the National Association of Securities Dealers, lac. on March 27, 1995, Claimant Mourad Bentoumi, who appeared Pro Se, alleged that Respondent Dennis Nuss, failed to execute several transactions for him. Claimant further alleged that he w

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants John R. and Margaret M. Center 95-01544 Name of Respondents Peter Emmanuel Prudential Securities, inc CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 27, 1995, Claimants John R. and Margaret M. Center ("Claimants"), who appeared Pro Se, alleged that Respondents Peter Emmanue

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jay. Vera, and Zachary Marowitz 95-01542 Name of Respondents -"g;,--. .* ^aa^^^»^»^^««^^^ i First Institutional Investment Services Co. Scott Siege! REPRESENTATION For Claimants, Jay Marowitz, Vera Marowitz, and Zachary Marowitz, appeared Harry L. Garman, Esq., sole practioner, Fairfield, New Jersey. For Respondents, F